🚨 EXCLUSIVE | SMF16 & SMF17 COMPLIANCE DIRECTOR
📍 Leeds | Hybrid | 🏢 IFA / Wealth Management
Looking for your next Compliance leadership role — but want more than just another compliance position?
Phoenix Talent Partners is exclusively representing a forward-thinking, technology-led IFA business on an exciting growth journey.
This is a genuine opportunity to influence, develop and grow.
🔹 SMF16 & SMF17 responsibility
🔹 Compliance strategy, governance & oversight
🔹 Financial Crime responsibility
🔹 Compliance monitoring & regulatory controls
🔹 Genuine seat at the table
🔹 Opportunity to influence how AI & technology shape the future compliance function
🔹 Dedicated senior compliance leader providing mentoring & support
🔹 Long-term potential to develop towards CRO
ABOUT YOU
We're looking for a senior Compliance professional with:
✔️ Strong IFA / wealth management experience
✔️ SMF16 experience — or ready to step into it
✔️ Experience across Financial Crime & Governance
✔️ Strong understanding of IFA / wealth planning compliance controls
✔️ Level 4 Diploma in Financial Planning (or equivalent) — essential
✔️ Compliance qualification — desirable
✔️ A curious, collaborative and future-focused mindset
This is a flat, collaborative culture where everyone has a voice and your experience will genuinely help shape the business.
💷 Competitive package & benefits
📍 Leeds / Hybrid
🚀 Real career development & CRO potential
If you're ready for a role where you can make an impact rather than simply maintain the status quo, let's talk.
📩 Exclusively represented by Phoenix Talent Partners | Confidential enquiries welcome.
#SMF16 #SMF17 #Compliance #ComplianceDirector #IFA #WealthManagement #FinancialCrime #Governance #CRO #Leeds #FinancialServices #PhoenixTalentPartners
Head of Compliance & MLRO (SMF16 & SMF17) in Leeds employer: Phoenix Talent Partners
Join a dynamic and ambitious advisory team dedicated to providing bespoke financial solutions for High Net Worth and Ultra High Net Worth clients. With a strong emphasis on professional development, you will benefit from clear progression paths towards senior roles, alongside mentorship and funding for chartered qualifications. Our collaborative work culture fosters innovation and excellence, making it an exceptional place for those seeking meaningful and rewarding employment in the financial sector.
