Compliance Analyst - PGIM

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE

As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing world. We also believe talent is key to achieving our vision and are intentional about building a culture on respect and collaboration. When you join PGIM, you'll unlock a motivating and impactful career - all while growing your skills and advancing your profession at one of the world's leading global asset managers!

What you will do

• PGIM Compliance seeks a Junior Compliance Analyst to support PGIM Marketing Compliance. Based in London, this entry level role will be part of the team responsible for all elements related to product development and marketing.
• Key aspects of the role include:

• Assisting with marketing reviews, including conducting marketing reviews to ensure company branding and relevant regulatory standards are met in marketing materials.
• Assisting with the monitoring, tracking, and communicating developments in EMEA regulation (and market practices) as they relate to marketing activities.
• Assisting with the maintenance of relevant procedures and the provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues.
• Assisting with projects intended to streamline processes, including the use of system-based approvals, and incorporating new communication techniques in the marketing lifecycle.
• Reporting to senior management (Compliance and business line) as required, on improvements introduced and/or challenges faced.

What you will bring

• You have a genuine interest in, and experience of, European financial regulation and in investments and financial markets, especially in the marketing of products and services.
• You can work independently and make decisions autonomously when called upon to do so.
• You are a strong collaborator who is inquisitive, self-motivated, industrious, and prepared to constructively challenge the status quo.
• You have a proven record of operating within an asset management environment.
• You are detail orientated, able to set priorities and complete simultaneous projects.
• You must be able to meet tight deadlines whilst maintaining a high quality of work.
• You have good verbal and written communication skills, and the ability to deal with individuals at all levels of seniority.
• You enjoy challenges created by innovation, especially in the manufacturing of new investment products or entry into new markets.
• You can critically analyse, identify potential risks, and strive to propose solutions.
• Relevant strong academic background (degree or equivalent) and experience.
• Ideally some relevant Compliance experience.
• Strong Microsoft Office Suite skillset, particularly Excel.
• Experience of Salesforce, Red Oak, Workfront or other marketing databases preferred.
• Knowledge of fund marketing, particularly of AIFs and/or UCITS, is preferred.

What we offer you

• Private Medical Insurance: PGIM offers private medical insurance and pays the full premium on behalf of all employees.
• Annual Leave of 25 to 28 days, based on years of service, at full pay.
• Retirement Savings Plan: Employees receive a company contribution of 10% basic annual salary and a maximum employer-matching contribution of 5% of basic annual salary.
• Life Assurance & Income Protection: Life Assurance for 12 times your basic annual salary, up to a max benefit of £1.8million. 60% of your basic annual salary for a limited payment term of 5 years, at the end of which a capital sum of 2x your basic annual salary is payable.

About PGIM - Global Asset Management

PGIM is the global asset management business of Prudential Financial, Inc. (NYSE: PRU), a leading global investment manager with US$1.4 trillion in assets under management as of 30 September 2024. With offices in 18 countries, PGIM's businesses offer a range of investment solutions for retail and institutional investors around the world across a broad range of asset classes, including public fixed income, private fixed income, fundamental equity, quantitative equity, real estate, and alternatives.

Our Commitment to Diversity, Equity, and Inclusion

Prudential Financial, Inc. is focused on creating a fully inclusive culture, where all employees feel comfortable bringing their authentic selves to work. We don't just accept difference - we celebrate it, support it, and thrive on it.