Perspective Financial Group are proud to be the UK’s best client-centric financial planning firm for both our clients and our staff. Founded in 2008, we have now grown to over 70 local offices nationwide, employing over 950 people including more than 270 highly qualified financial planners and paraplanners. The qualities we look for in people who wish to join us include sharing our client-centric approach, having the focus and drive required to produce excellent results, and having a passion for learning and development.
Our Purpose, Vision and Values are at the core of what we do. See more over on our website at Vision and Values | Perspective Financial Group Ltd (pfgl.co.uk)
Reporting directly to the Head of Acquisitions Compliance, the Senior Acquisitions Compliance Manager will be accountable for the oversight and effective delivery of a portfolio of concurrent regulatory due diligence exercises.
The role will provide a second line of review, challenge and management across active deals, ensuring each review remains appropriately scoped, progresses to plan, addresses the most material risks and produces clear, evidence-based conclusions requiring minimal substantive rework before senior management and Board consideration.
• Qualified to QCF Level 4 or above in financial planning, regulated financial planning, compliance or an
equivalent relevant professional qualification.
• Good experience within financial services compliance, regulatory due diligence or a comparable
regulatory risk role.
• Strong knowledge of the UK wealth management and financial advice sector and the FCA framework
applicable to it.
Desirable Skills & Attributes
• Highly organised, with the ability to maintain oversight of multiple due diligence exercises, prioritise
competing demands and keep work progressing to agreed timescales.
• Ability to review and constructively challenge the work of others, identifying gaps or areas requiring
further investigation and providing clear direction where required.
• Strong regulatory and commercial judgement, with the ability to distinguish technical weaknesses from
matters presenting material client, liability, financial or transaction risk.
• Able to take a broader view across a due diligence exercise, understanding how individual findings and
different workstreams contribute to the overall risk assessment.
• Strong report-writing and editorial skills, with the ability to turn detailed analysis into concise, evidencebased
conclusions suitable for senior stakeholders.
• Confident and constructive communicator, comfortable challenging colleagues and vendors
appropriately and escalating material concerns where required.
• Able to support and develop colleagues through practical coaching, constructive feedback and sharing
good practice.
• Takes ownership and is comfortable making decisions, providing direction and helping resolve issues
which may otherwise delay progress.
Senior Acquisitions Compliance Manager employer: Perspective Financial Group
As a Mortgage Advisor with our Perspective (North West) team, you will enjoy the flexibility of remote work while being part of a supportive and collaborative culture that prioritises professional growth. We offer competitive salaries and a commitment to providing first-class service to clients, ensuring that you have the resources and training needed to excel in your role. Join us for a rewarding career where your expertise is valued and your contributions make a real difference.
Contact Details:
Perspective Financial Group Recruitment Team
