Compliance Analyst - PER, Private Equity Recruitment
Compliance Analyst - PER, Private Equity Recruitment

Compliance Analyst - PER, Private Equity Recruitment

London Full-Time 28800 - 48000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance and regulatory needs in a dynamic financial environment.
  • Company: Join a leading private debt investor making waves across Europe.
  • Benefits: Enjoy a collaborative culture with opportunities for growth and development.
  • Why this job: Be part of a growing team that values compliance and ethical practices.
  • Qualifications: Experience in compliance within financial services; proficiency in German is a plus.
  • Other info: Ideal for proactive individuals eager to learn and make an impact.

The predicted salary is between 28800 - 48000 £ per year.

About our client

Our client is a leading private debt investor operating across Europe. The firm is going through a period of growth and looking for a Compliance Analyst to join their team to support across the firm's compliance and regulatory needs.

What the job involves

  • Assist the Legal and Compliance Director in ensuring the Firm complies with all relevant UK and German regulatory requirements.
  • Assist with regulatory filings to the FCA and maintaining compliance records.
  • Assist with preparing regulatory filings and reports specific to German requirements.
  • Assist with administering the compliance monitoring programme.
  • Assist in internal and external audits, helping to address findings and implementing corrective actions.
  • Manage employee level compliance (PADs, gifts and entertainment, outside business interests) and SM&CR certification process.
  • Support the creation, implementation and review of the compliance policies and procedures tailored to UK and Germany.
  • Assist with preparation of the regular compliance reports and updates for senior management, addressing UK compliance as well as cross-border obligations.
  • Assist with providing support to internal stakeholders.
  • Assist in delivering training for new joiners, designing annual compliance training and helping promote awareness of compliance requirements across the UK and other jurisdictions.
  • Assist with monitoring regulatory developments in the UK and Germany.
  • Collaborate with the Legal and Compliance Director to support compliance activities in France and Luxembourg, as needed.
  • Assist in monitoring regulatory updates in these jurisdictions and contribute to adapting policies and procedures accordingly.

Who we are looking for

  • Experience in a compliance role within the financial services industry, ideally in private credit or asset management.
  • Strong understanding of FCA regulations.
  • Familiarity with German compliance framework would be advantageous but is not a pre-requisite.
  • Proficiency in German (both written and spoken) is required.
  • Excellent attention to detail and analytical skills.
  • Strong communication and interpersonal skills, with the ability to interact effectively across all levels of the organisation.
  • Proactive, solution-oriented mindset with the ability to manage multiple priorities.

Compliance Analyst - PER, Private Equity Recruitment employer: PER, Private Equity Recruitment

Our client is an exceptional employer, offering a dynamic work environment that fosters professional growth and development within the private equity sector. With a strong commitment to compliance and regulatory excellence, employees benefit from comprehensive training programmes and the opportunity to engage with diverse teams across Europe. Located in a vibrant city, the firm promotes a collaborative culture that values innovation and encourages employees to contribute meaningfully to the firm's success.
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Contact Detail:

PER, Private Equity Recruitment Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Analyst - PER, Private Equity Recruitment

✨Tip Number 1

Familiarise yourself with the FCA regulations and German compliance frameworks. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.

✨Tip Number 2

Network with professionals in the compliance field, especially those working in private equity or asset management. Engaging with industry experts can provide insights and potentially lead to referrals.

✨Tip Number 3

Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and proactive mindset will resonate well with the hiring team.

✨Tip Number 4

Brush up on your German language skills if needed. Since proficiency in German is required, being able to communicate effectively in both languages will set you apart from other candidates.

We think you need these skills to ace Compliance Analyst - PER, Private Equity Recruitment

Understanding of FCA regulations
Knowledge of German compliance framework
Proficiency in German (written and spoken)
Attention to Detail
Analytical Skills
Strong Communication Skills
Interpersonal Skills
Proactive Mindset
Solution-Oriented Approach
Ability to Manage Multiple Priorities
Experience in Compliance within Financial Services
Familiarity with Regulatory Filings
Experience with Compliance Monitoring Programs
Ability to Assist in Internal and External Audits
Training and Awareness Promotion Skills

Some tips for your application 🫡

Understand the Role: Read the job description thoroughly to understand the key responsibilities and requirements for the Compliance Analyst position. Tailor your application to highlight relevant experience in compliance, particularly within financial services.

Highlight Relevant Experience: In your CV and cover letter, emphasise any previous roles in compliance, especially those related to private credit or asset management. Mention specific examples of how you've ensured compliance with regulations, particularly FCA regulations.

Showcase Language Skills: Since proficiency in German is required, make sure to clearly state your language skills in your application. If you have experience working in a German compliance framework, include that as well.

Prepare a Strong Cover Letter: Craft a compelling cover letter that not only outlines your qualifications but also demonstrates your proactive and solution-oriented mindset. Discuss how you can contribute to the firm's compliance needs and support their growth.

How to prepare for a job interview at PER, Private Equity Recruitment

✨Know Your Regulations

Make sure you have a solid understanding of FCA regulations and any relevant German compliance frameworks. Brush up on key regulations that may impact the role, as this will show your preparedness and expertise.

✨Demonstrate Attention to Detail

As a Compliance Analyst, attention to detail is crucial. Be ready to discuss examples from your past experience where your meticulous nature helped identify issues or improve processes.

✨Showcase Your Communication Skills

Prepare to highlight your strong communication and interpersonal skills. Think of instances where you've effectively interacted with various stakeholders, as this will be important in a compliance role.

✨Be Proactive and Solution-Oriented

Exemplify your proactive mindset by discussing how you've managed multiple priorities in previous roles. Share specific examples of how you’ve identified problems and implemented solutions in compliance-related tasks.

Compliance Analyst - PER, Private Equity Recruitment
PER, Private Equity Recruitment
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