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- Tasks: Support compliance and regulatory needs for a leading private debt investor.
- Company: Join a top firm in private debt investment across Europe, experiencing exciting growth.
- Benefits: Gain valuable experience in compliance with potential for career advancement.
- Why this job: Be part of a dynamic team, enhancing your skills in a fast-paced environment.
- Qualifications: Experience in compliance within financial services; strong attention to detail and communication skills required.
- Other info: Opportunity to work across UK and German regulations, with potential for international collaboration.
The predicted salary is between 36000 - 60000 £ per year.
About our client
Our client is a leading private debt investor operating across Europe. The firm is going through a period of growth and looking for a Compliance Analyst to join their team to support across the firm's compliance and regulatory needs.
What the job involves
- Assist the Legal and Compliance Director in ensuring the Firm complies with all relevant UK and German regulatory requirements
- Assist with regulatory filings to the FCA and maintaining compliance records
- Assist with preparing regulatory filings and reports specific to German requirements
- Assist with administering the compliance monitoring programme
- Assist in internal and external audits, helping to address findings and implementing corrective actions
- Manage employee level compliance (PADs, gifts and entertainment, outside business interests) and SM&CR certification process
- Support the creation, implementation and review of the compliance policies and procedures tailored to UK and Germany
- Assist with preparation of the regular compliance reports and updates for senior management, addressing UK compliance as well as cross-border obligations
- Assist with providing support to internal stakeholders
- Assist in delivering training for new joiners, designing annual compliance training and helping promote awareness of compliance requirements across the UK and other jurisdictions
- Assist with monitoring regulatory developments in the UK and Germany
- Collaborate with the Legal and Compliance Director to support compliance activities in France and Luxembourg, as needed
- Assist in monitoring regulatory updates in these jurisdictions and contribute to adapting policies and procedures accordingly
Who we are looking for
- Experience in a compliance role within the financial services industry, ideally in private credit or asset management
- Strong understanding of FCA regulations
- Familiarity with German compliance framework would be advantageous but is not a pre-requisite
- Excellent attention to detail and analytical skills
- Strong communication and interpersonal skills, with the ability to interact effectively across all levels of the organisation
- Proactive, solution-oriented mindset with the ability to manage multiple priorities
Compliance Analyst, European Private Debt Investor, London, UK | London, UK employer: PER, Private Equity Recruitment
Contact Detail:
PER, Private Equity Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst, European Private Debt Investor, London, UK | London, UK
✨Tip Number 1
Familiarise yourself with the specific compliance regulations in both the UK and Germany. Understanding the nuances of FCA regulations and German compliance frameworks will give you a significant edge during interviews.
✨Tip Number 2
Network with professionals in the private debt and compliance sectors. Attend industry events or webinars to connect with potential colleagues and learn more about the current trends and challenges in compliance roles.
✨Tip Number 3
Prepare to discuss your experience with compliance monitoring programmes and regulatory filings. Be ready to provide examples of how you've successfully managed compliance tasks in previous roles, as this will demonstrate your hands-on experience.
✨Tip Number 4
Showcase your proactive and solution-oriented mindset during interviews. Think of specific instances where you've identified compliance issues and implemented effective solutions, as this will highlight your analytical skills and attention to detail.
We think you need these skills to ace Compliance Analyst, European Private Debt Investor, London, UK | London, UK
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst in the context of a European Private Debt Investor. Familiarise yourself with the specific compliance and regulatory needs mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in compliance roles, particularly within financial services. Emphasise your understanding of FCA regulations and any familiarity with German compliance frameworks, even if it's not a prerequisite.
Craft a Compelling Cover Letter: Write a cover letter that showcases your analytical skills, attention to detail, and proactive mindset. Mention specific examples from your past experiences that demonstrate your ability to manage multiple priorities and interact effectively across all levels of an organisation.
Follow Application Instructions: When you're ready to apply, ensure you follow the application process as outlined on the company's website. Double-check that all required documents are included and that your application is submitted before the deadline.
How to prepare for a job interview at PER, Private Equity Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations and any relevant German compliance frameworks. Brush up on key regulations that may impact the role, as this will show your preparedness and expertise.
✨Demonstrate Attention to Detail
As a Compliance Analyst, attention to detail is crucial. Be ready to discuss examples from your past experience where your meticulous nature helped identify issues or improve processes.
✨Showcase Your Communication Skills
Prepare to highlight your strong communication and interpersonal skills. Think of instances where you've effectively interacted with various stakeholders, as this will be important in a compliance role.
✨Be Proactive and Solution-Oriented
Employers value candidates who can manage multiple priorities and think ahead. Share examples of how you've tackled challenges proactively in previous roles, demonstrating your solution-oriented mindset.
