Investment Compliance Manager in London

Investment Compliance Manager in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Ensure compliance in investment activities and guide the team on regulatory requirements.
  • Company: Join the Pension Protection Fund, a leader in retirement security for millions across the UK.
  • Benefits: Competitive salary, Civil Service Pension, hybrid working, and personal development opportunities.
  • Why this job: Make a real impact on retirement security while developing your career in a supportive environment.
  • Qualifications: Experience in investment compliance within Financial Services and strong communication skills.
  • Other info: Inclusive workplace that values diverse talent and offers excellent career growth.

The predicted salary is between 36000 - 60000 £ per year.

Location: Cannon Street, London office location with hybrid working

Salary: Competitive plus Civil Service Pension

Contract Type: Permanent

Position type: Full Time

At the Pension Protection Fund (PPF), we provide security in retirement for our members and millions of people throughout the UK who belong to defined benefit (DB) pension schemes. Through the PPF and Financial Assistance Scheme (FAS), we compensate members for their pensions after the employer funding their pension becomes insolvent. In total, we look after over 400,000 members across the PPF and FAS. With over £30 billion in assets under management, our investments support long-term economic growth across the UK.

Our award-winning team of around 450 professionals has earned the IPE UK Pension Fund of the Year title three times in seven years. We work closely with government and industry partners to improve outcomes for scheme members, employers, and the broader pension system—playing a vital role in strengthening retirement security nationwide.

We are seeking an Investment Compliance Manager to play a pivotal role in supporting the Director of Compliance and ensuring that our Investment team consistently meets regulatory expectations and adheres to robust in-house policies.

In this highly influential position, you will take ownership of monitoring and guiding compliance across the investment function, with a particular focus on managing pre- and post-trade compliance aligned with the fund’s investment restrictions. You will work closely with key stakeholders to ensure regulatory requirements are met, offering clear, informed guidance on compliance matters and helping to embed a strong culture of risk awareness and adherence throughout the organisation.

To succeed in this role, you will bring proven investment compliance experience within Financial Services, specifically asset management, alongside a strong track record of developing, implementing and maintaining compliance frameworks, policies and procedures. You will also have hands-on experience delivering risk‑based compliance monitoring and testing programmes. Experience of managing pre‑ and post‑trade compliance modules, ideally using BlackRock’s Aladdin system, would be a strong advantage.

This role calls for an influential communicator who can build strong relationships across the organisation and with external partners such as lawyers and auditors. You will earn the trust of senior stakeholders while confidently challenging established practices and championing meaningful change. Your ability to break down complex regulatory requirements and turn them into clear, actionable guidance will make you a valued partner to the business.

If you are a committed compliance professional who takes pride in supporting responsible, well‑governed investment activity, we would be delighted to hear from you.

In return for your skills, experience and commitment we’ll give you a challenging role within a business where you’ll get the support you need to develop your career. We’ll also give you lots of opportunities for personal development and skills training.

We are proud to be a Disability Confident Leader and actively encourage applications from people with disabilities. We are committed to ensuring our recruitment process is inclusive and accessible. If you require any reasonable adjustments during the recruitment process, please let us know. We are happy to discuss your needs and ensure you have the support required.

We embrace diverse talent welcoming people with different beliefs, backgrounds and ways of working. Whatever your background, and however you identify, you’ll be welcome here.

No agencies please.

Investment Compliance Manager in London employer: Pension Protection Fund

At the Pension Protection Fund, we pride ourselves on being an exceptional employer, offering a supportive work culture that prioritises employee growth and development. Located in the heart of London with a hybrid working model, we provide competitive salaries and a Civil Service Pension, alongside numerous opportunities for personal and professional advancement. Our commitment to inclusivity and diversity ensures that every team member feels valued and empowered to contribute to our mission of securing retirement for millions across the UK.
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Contact Detail:

Pension Protection Fund Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Investment Compliance Manager in London

✨Tip Number 1

Network like a pro! Reach out to folks in the investment compliance space, especially those at the Pension Protection Fund. A friendly chat can open doors and give you insights that a job description just can't.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of regulatory requirements and compliance frameworks. We want you to be able to discuss how you've tackled similar challenges in the past—show us you're the expert we need!

✨Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you note to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.

✨Tip Number 4

Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in being part of our team at the Pension Protection Fund.

We think you need these skills to ace Investment Compliance Manager in London

Investment Compliance Experience
Regulatory Knowledge
Compliance Framework Development
Risk-Based Compliance Monitoring
Pre- and Post-Trade Compliance Management
BlackRock Aladdin System Experience
Stakeholder Engagement
Influential Communication
Relationship Building
Policy Implementation
Analytical Skills
Problem-Solving Skills
Attention to Detail
Change Management

Some tips for your application 🫡

Read the Job Description Carefully: Before you start writing, take a good look at the job description. Make sure you understand what the Investment Compliance Manager role entails and the skills we’re looking for. This will help you tailor your application to show us why you’re the perfect fit!

Showcase Your Experience: When you’re writing about your experience, be specific! Highlight your investment compliance background and any relevant frameworks or policies you’ve developed. We want to see how your past roles have prepared you for this position, so don’t hold back!

Be Clear and Concise: Keep your application straightforward and to the point. Use clear language and avoid jargon where possible. We appreciate a well-structured application that makes it easy for us to see your qualifications and enthusiasm for the role.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about who we are and what we do!

How to prepare for a job interview at Pension Protection Fund

✨Know Your Compliance Stuff

Make sure you brush up on your investment compliance knowledge, especially around regulatory expectations and in-house policies. Familiarise yourself with the specific compliance frameworks and procedures relevant to asset management, as this will show that you're serious about the role.

✨Showcase Your Communication Skills

As an Investment Compliance Manager, you'll need to build strong relationships across the organisation. Prepare examples of how you've effectively communicated complex regulatory requirements in the past. This will demonstrate your ability to influence and guide stakeholders confidently.

✨Get Familiar with Aladdin

If you have experience with BlackRock’s Aladdin system, make sure to highlight it during your interview. If not, do a bit of research on how it works and its relevance to pre- and post-trade compliance. Showing that you're proactive about learning can really set you apart.

✨Prepare for Scenario Questions

Expect to be asked how you would handle specific compliance scenarios or challenges. Think through potential situations you might face in the role and prepare your responses. This will help you demonstrate your problem-solving skills and your approach to risk management.

Investment Compliance Manager in London
Pension Protection Fund
Location: London
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