At a Glance
- Tasks: Ensure compliance in investment activities and guide the team on regulatory requirements.
- Company: Join the Pension Protection Fund, a leader in securing retirement for millions across the UK.
- Benefits: Competitive salary, Civil Service Pension, hybrid working, and personal development opportunities.
- Why this job: Make a real impact on retirement security while developing your career in a supportive environment.
- Qualifications: Experience in investment compliance within Financial Services and strong communication skills.
- Other info: Inclusive workplace that values diverse talent and offers excellent career growth.
The predicted salary is between 36000 - 60000 ÂŁ per year.
Location: Cannon Street, London office location with hybrid working
Salary: Competitive plus Civil Service Pension
Contract Type: Permanent
Position type: Full Time
At the Pension Protection Fund (PPF), we provide security in retirement for our members and millions of people throughout the UK who belong to defined benefit (DB) pension schemes. Through the PPF and Financial Assistance Scheme (FAS), we compensate members for their pensions after the employer funding their pension becomes insolvent. In total, we look after over 400,000 members across the PPF and FAS. With over £30 billion in assets under management, our investments support long‑term economic growth across the UK.
Our award‑winning team of around 450 professionals has earned the IPE UK Pension Fund of the Year title three times in seven years. We work closely with government and industry partners to improve outcomes for scheme members, employers, and the broader pension system playing a vital role in strengthening retirement security nationwide.
We are seeking an Investment Compliance Manager to play a pivotal role in supporting the Director of Compliance and ensuring that our Investment team consistently meets regulatory expectations and adheres to robust in‑house policies.
In this highly influential position, you will take ownership of monitoring and guiding compliance across the investment function, with a particular focus on managing pre‑ and post‑trade compliance aligned with the funds investment restrictions. You will work closely with key stakeholders to ensure regulatory requirements are met, offering clear, informed guidance on compliance matters and helping to embed a strong culture of risk awareness and adherence throughout the organisation.
To succeed in this role, you will bring proven investment compliance experience within Financial Services, specifically asset management, alongside a strong track record of developing, implementing and maintaining compliance frameworks, policies and procedures. You will also have hands‑on experience delivering risk‑based compliance monitoring and testing programmes. Experience of managing pre‑ and post‑trade compliance modules, ideally using BlackRock’s Aladdin system, would be a strong advantage.
This role calls for an influential communicator who can build strong relationships across the organisation and with external partners such as lawyers and auditors. You will earn the trust of senior stakeholders while confidently challenging established practices and championing meaningful change. Your ability to break down complex regulatory requirements and turn them into clear, actionable guidance will make you a valued partner to the business.
If you are a committed compliance professional who takes pride in supporting responsible, well‑governed investment activity, we would be delighted to hear from you.
In return for your skills, experience and commitment we will give you a challenging role within a business where you’ll get the support you need to develop your career. We also give you lots of opportunities for personal development and skills training.
We are proud to be a Disability Confident Leader and actively encourage applications from people with disabilities. We are committed to ensuring our recruitment process is inclusive and accessible. If you require any reasonable adjustments during the recruitment process, please let us know. We are happy to discuss your needs and ensure you have the support required.
We embrace diverse talent and welcoming people with different beliefs, backgrounds and ways of working. Whatever your background, and however you identify, you’ll be welcome here.
No agencies please
Investment Compliance Manager in City of London employer: Pension Protection Fund
Contact Detail:
Pension Protection Fund Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Manager in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment compliance field. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching the Pension Protection Fund and its compliance culture. Familiarise yourself with their investment strategies and regulatory environment. This will help you tailor your responses and show that you’re genuinely interested in the role.
✨Tip Number 3
Practice your communication skills! As an Investment Compliance Manager, you'll need to convey complex regulatory requirements clearly. Role-play interview scenarios with a friend or use online resources to refine your pitch and ensure you come across as confident and knowledgeable.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining our team at the PPF. Let’s make your dream job a reality together!
We think you need these skills to ace Investment Compliance Manager in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Investment Compliance Manager role. Highlight your relevant experience in investment compliance and any specific frameworks or systems you've worked with, like BlackRock’s Aladdin. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the investment sector and how you can contribute to our mission at the Pension Protection Fund. Keep it engaging and personal – we love to see your personality come through!
Showcase Your Communication Skills: As an influential communicator, it's essential to demonstrate your ability to build relationships and convey complex information clearly. In your application, include examples of how you've successfully communicated compliance matters to stakeholders in the past. We value strong communicators!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us without any hiccups. Plus, you'll find all the details you need about the role and our organisation there. Don’t miss out on this opportunity!
How to prepare for a job interview at Pension Protection Fund
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to investment management. Being able to discuss specific compliance challenges and how you've tackled them in the past will show that you're not just familiar with the theory, but also have practical experience.
✨Showcase Your Communication Skills
As an Investment Compliance Manager, you'll need to communicate complex regulatory requirements clearly. Prepare examples of how you've successfully communicated compliance issues to stakeholders in the past. This will demonstrate your ability to build relationships and influence others.
✨Familiarise Yourself with Tools
If you have experience with BlackRock’s Aladdin system or similar compliance monitoring tools, be ready to discuss it. If you don’t, do a bit of research on how these systems work and their importance in managing compliance. Showing that you're proactive about learning can set you apart.
✨Prepare for Scenario Questions
Expect to face scenario-based questions that test your problem-solving skills in compliance situations. Think of specific instances where you had to navigate tricky compliance issues and be ready to explain your thought process and the outcomes. This will highlight your analytical skills and decision-making abilities.