At a Glance
- Tasks: Monitor and guide compliance across investment functions, ensuring regulatory requirements are met.
- Company: Join the Pension Protection Fund, a leader in securing retirement for millions in the UK.
- Benefits: Enjoy a competitive pension scheme, private medical insurance, and flexible working options.
- Why this job: Make a real impact on retirement security while developing your career in financial services.
- Qualifications: Proven investment compliance experience and strong communication skills are essential.
- Other info: Inclusive workplace that values diverse talent and offers excellent career growth opportunities.
The predicted salary is between 36000 - 60000 £ per year.
At the Pension Protection Fund (PPF), we provide security in retirement for our members and millions of people throughout the UK who belong to defined benefit (DB) pension schemes. Through the PPF and Financial Assistance Scheme (FAS), we compensate members for their pensions after the employer funding their pension becomes insolvent. In total, we look after over 400,000 members across the PPF and FAS. With over £30 billion in assets under management, our investments support long-term economic growth across the UK.
Our award‑winning team of around 450 professionals has earned the IPE UK Pension Fund of the Year title three times in seven years. We work closely with government and industry partners to improve outcomes for scheme members, employers, and the broader pension system, playing a vital role in strengthening retirement security nationwide.
Responsibilities
In this highly influential position, you will take ownership of monitoring and guiding compliance across the investment function, with a particular focus on managing pre‑and post‑trade compliance aligned with the fund's investment restrictions. You will work closely with key stakeholders to ensure regulatory requirements are met, offering clear, informed guidance on compliance matters and helping to embed a strong culture of risk awareness and adherence throughout the organisation.
Qualifications
To succeed in this role, you will bring proven investment compliance experience within Financial Services, specifically asset management, alongside a strong track record of developing, implementing and maintaining compliance frameworks, policies and procedures. You will also have hands‑on experience delivering risk‑based compliance monitoring and testing programmes. Experience of managing pre‑and post‑trade compliance modules, ideally using BlackRock's Aladdin system, would be a strong advantage.
Communications & Influence
This role calls for an influential communicator who can build strong relationships across the organisation and with external partners such as lawyers and auditors. You will earn the trust of senior stakeholders while confidently challenging established practices and championing meaningful change. Your ability to break down complex regulatory requirements and turn them into clear, actionable guidance will make you a valued partner to the business.
How to Apply
Sound like you? Apply now.
Benefits
- Defined benefit or defined contribution pension
- Private medical insurance
- Health cash plan
- Corporate discretionary bonus scheme
- Cycle to work scheme
- EASIT rail travel discount
- Flexible / hybrid working
- Volunteer days
EEO Statements
We are proud to be a Disability Confident Leader and actively encourage applications from people with disabilities. We are committed to ensuring our recruitment process is inclusive and accessible. If you require any reasonable adjustments during the recruitment process, please let us know. We are happy to discuss your needs and ensure you have the support required.
We embrace diverse talent welcoming people with different beliefs, backgrounds and ways of working. Whatever your background, and however you identify, you'll be welcome here.
Other Information
No agencies please.
Who we are
We're a statutory public corporation led by our board and accountable to Parliament through the Secretary of State for the Department for Work and Pensions. It's our duty to protect people with an eligible defined benefit pension when an employer becomes insolvent. We're proud of the work we do. Without us, many people would face significant financial hardship. We're also proud of our people, all of whom are committed to our mission and to serving over 230,000 members.
Investment Compliance Manager in London employer: Pension Protection Fund (PPF)
Contact Detail:
Pension Protection Fund (PPF) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance frameworks and regulations. Be ready to discuss how you've implemented these in past roles, as this will show you’re the right fit for the Investment Compliance Manager position.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. We recommend checking out our website for openings at the Pension Protection Fund, where your skills can truly make a difference.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to remind them why you’re the best candidate for the job.
We think you need these skills to ace Investment Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Investment Compliance Manager role. Highlight your relevant experience in investment compliance and any specific frameworks or systems you've worked with, like BlackRock's Aladdin. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the financial services sector and how you can contribute to our mission at the PPF. Keep it concise but impactful – we love a good story!
Showcase Your Communication Skills: As an influential communicator, it's essential to demonstrate your ability to build relationships and convey complex information clearly. In your application, give examples of how you've successfully communicated compliance matters to stakeholders in the past. We value strong communicators!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you'll find all the details you need about the role and our organisation there. Don’t miss out!
How to prepare for a job interview at Pension Protection Fund (PPF)
✨Know Your Compliance Stuff
Make sure you brush up on your investment compliance knowledge, especially around pre- and post-trade compliance. Familiarise yourself with the regulatory requirements relevant to the Pension Protection Fund and be ready to discuss how you've navigated these in your previous roles.
✨Showcase Your Communication Skills
This role requires strong communication skills, so prepare examples of how you've built relationships with stakeholders. Think about times when you've had to explain complex compliance issues in a straightforward way, as this will demonstrate your ability to influence and guide others.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Prepare by thinking through potential compliance challenges you might face in this role and how you would address them, particularly using tools like BlackRock's Aladdin system if you have experience with it.
✨Demonstrate Your Risk Awareness
Since the role involves embedding a culture of risk awareness, come prepared to discuss how you've implemented compliance frameworks and monitoring programmes in the past. Highlight specific instances where your actions helped mitigate risks or improve compliance within your team or organisation.