Investment Compliance Manager — Pre/Post-Trade Focus
Investment Compliance Manager — Pre/Post-Trade Focus

Investment Compliance Manager — Pre/Post-Trade Focus

Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Ensure compliance in investment functions and monitor pre/post-trade activities.
  • Company: National pension fund organisation with a commitment to compliance and integrity.
  • Benefits: Pension scheme, flexible working options, and a supportive work environment.
  • Why this job: Join a vital role ensuring compliance and influencing key stakeholders.
  • Qualifications: Proven investment compliance experience and strong communication skills.
  • Other info: Opportunity for career growth in a dynamic financial sector.

The predicted salary is between 36000 - 60000 £ per year.

A national pension fund organization is looking for an Investment Compliance Manager to ensure compliance across their investment function. You will monitor pre-and post-trade compliance and provide regulatory guidance to stakeholders.

The ideal candidate should have:

  • Proven investment compliance experience
  • Strong communication skills
  • The ability to influence effectively

This role offers a range of benefits, including a pension scheme and flexible working options.

Investment Compliance Manager — Pre/Post-Trade Focus employer: Pension Protection Fund (PPF)

As a national pension fund organization, we pride ourselves on being an excellent employer that values compliance and integrity in the investment sector. Our supportive work culture fosters professional growth through continuous learning opportunities and mentorship, while our flexible working options ensure a healthy work-life balance. Join us to be part of a team that is dedicated to making a meaningful impact in the financial landscape.
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Contact Detail:

Pension Protection Fund (PPF) Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Investment Compliance Manager — Pre/Post-Trade Focus

Tip Number 1

Network like a pro! Reach out to folks in the investment compliance space on LinkedIn or at industry events. We all know that sometimes it’s not just what you know, but who you know that can land you that dream job.

Tip Number 2

Prepare for those interviews by brushing up on your regulatory knowledge and compliance frameworks. We suggest practising common interview questions with a mate to boost your confidence and ensure you can articulate your experience clearly.

Tip Number 3

Showcase your communication skills! During interviews, make sure to highlight how you've influenced stakeholders in past roles. We want to see how you can bring that same energy to our team!

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step to connect with us directly.

We think you need these skills to ace Investment Compliance Manager — Pre/Post-Trade Focus

Investment Compliance Experience
Pre-Trade Compliance Monitoring
Post-Trade Compliance Monitoring
Regulatory Guidance
Strong Communication Skills
Influencing Skills
Stakeholder Management
Attention to Detail

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your investment compliance experience. We want to see how your skills align with the pre-and post-trade focus of the role, so don’t hold back on showcasing relevant achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Investment Compliance Manager position. We love seeing your personality come through, so feel free to be yourself while keeping it professional.

Showcase Your Communication Skills: Since strong communication is key for this role, make sure to highlight examples where you've effectively influenced stakeholders. We want to see how you can convey complex regulatory guidance in a clear and concise manner.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!

How to prepare for a job interview at Pension Protection Fund (PPF)

Know Your Compliance Regulations

Make sure you brush up on the latest investment compliance regulations relevant to the role. Familiarise yourself with both pre-and post-trade compliance requirements, as well as any specific regulations that the national pension fund organisation adheres to.

Showcase Your Communication Skills

Prepare examples of how you've effectively communicated complex compliance issues to stakeholders in the past. This will demonstrate your ability to influence and guide others, which is crucial for this role.

Prepare for Scenario-Based Questions

Expect questions that ask how you would handle specific compliance scenarios. Think through potential challenges you might face in the role and be ready to discuss your thought process and decision-making strategies.

Highlight Your Experience

Be ready to discuss your previous experience in investment compliance in detail. Use specific examples to illustrate your successes and how they relate to the responsibilities of the Investment Compliance Manager position.

Investment Compliance Manager — Pre/Post-Trade Focus
Pension Protection Fund (PPF)

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