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For Companies At a Glance
- Tasks: Monitor and guide compliance across investment functions, ensuring regulatory requirements are met.
- Company: Join the Pension Protection Fund, a leader in securing retirement for millions in the UK.
- Benefits: Enjoy a competitive pension scheme, private medical insurance, and flexible working options.
- Why this job: Make a real impact on retirement security while developing your career in a supportive environment.
- Qualifications: Proven investment compliance experience in Financial Services and strong communication skills required.
- Other info: Diverse and inclusive workplace committed to supporting all applicants.
The predicted salary is between 36000 - 60000 £ per year.
At the Pension Protection Fund (PPF), we provide security in retirement for our members and millions of people throughout the UK who belong to defined benefit (DB) pension schemes. Through the PPF and Financial Assistance Scheme (FAS), we compensate members for their pensions after the employer funding their pension becomes insolvent. In total, we look after over 400,000 members across the PPF and FAS. With over £30 billion in assets under management, our investments support long-term economic growth across the UK.
Responsibilities
- Take ownership of monitoring and guiding compliance across the investment function, focusing on managing pre-and post-trade compliance aligned with the fund's investment restrictions.
- Work closely with key stakeholders to ensure regulatory requirements are met, offering clear, informed guidance on compliance matters.
- Help embed a strong culture of risk awareness and adherence throughout the organisation.
Qualifications
- Proven investment compliance experience within Financial Services, specifically asset management.
- Strong track record of developing, implementing and maintaining compliance frameworks, policies and procedures.
- Hands-on experience delivering risk-based compliance monitoring and testing programmes.
- Experience of managing pre-and post-trade compliance modules, ideally using BlackRock's Aladdin system, would be a strong advantage.
Communications & Influence
- Influential communicator who can build strong relationships across the organisation and with external partners such as lawyers and auditors.
- Earn the trust of senior stakeholders while confidently challenging established practices and championing meaningful change.
- Ability to break down complex regulatory requirements and turn them into clear, actionable guidance.
Benefits
- Defined benefit or defined contribution pension
- Private medical insurance
- Health cash plan
- Corporate discretionary bonus scheme
- Cycle to work scheme
- EASIT rail travel discount
- Flexible / hybrid working
- Volunteer days
EEO Statements
We are proud to be a Disability Confident Leader and actively encourage applications from people with disabilities. We are committed to ensuring our recruitment process is inclusive and accessible. If you require any reasonable adjustments during the recruitment process, please let us know. We embrace diverse talent welcoming people with different beliefs, backgrounds and ways of working.
Other Information
No agencies please.
Who we are
We’re a statutory public corporation led by our board and accountable to Parliament through the Secretary of State for the Department for Work and Pensions. It’s our duty to protect people with an eligible defined benefit pension when an employer becomes insolvent.
Investment Compliance Manager employer: Pension Protection Fund (PPF)
Contact Detail:
Pension Protection Fund (PPF) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of compliance frameworks and regulations. Be ready to discuss how you've implemented these in past roles, as this will show you’re the right fit for the Pension Protection Fund.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values. We at StudySmarter recommend applying through our website to streamline your application process and increase your chances of landing that dream job.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to the team.
We think you need these skills to ace Investment Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Investment Compliance Manager role. Highlight your relevant experience in investment compliance and any specific frameworks or systems you've worked with, like BlackRock's Aladdin. We want to see how your skills align with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the financial services sector and how you can contribute to our mission at the PPF. Keep it engaging and personal – we love to see your personality come through!
Showcase Your Communication Skills: As an influential communicator, it's crucial to demonstrate your ability to break down complex regulatory requirements. In your application, give examples of how you've successfully communicated compliance matters to stakeholders. This will show us you're the right fit for our team!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, you'll find all the details you need about the role and our organisation there!
How to prepare for a job interview at Pension Protection Fund (PPF)
✨Know Your Compliance Stuff
Make sure you brush up on your investment compliance knowledge, especially around pre- and post-trade compliance. Familiarise yourself with the regulatory requirements relevant to the Pension Protection Fund and be ready to discuss how you've navigated these in your previous roles.
✨Showcase Your Communication Skills
This role requires strong communication skills, so prepare examples of how you've built relationships with stakeholders. Think about times when you've had to break down complex regulations into clear guidance for others—this will show you can influence and lead effectively.
✨Demonstrate Your Problem-Solving Abilities
Be ready to discuss specific challenges you've faced in compliance and how you overcame them. Highlight your experience with developing and implementing compliance frameworks, and how you've championed change within your organisation.
✨Get Familiar with Aladdin
If you have experience with BlackRock's Aladdin system, make sure to mention it! If not, do a bit of research on it beforehand. Understanding how this tool fits into compliance monitoring will give you an edge and show your commitment to the role.
