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- Tasks: Lead compliance efforts and shape strategies across European offices.
- Company: Join a prestigious US law firm known for its commitment to excellence.
- Benefits: Earn up to £200K with potential for part-time hours and global collaboration.
- Why this job: Make a real impact in compliance while working with international colleagues.
- Qualifications: 7+ years of compliance experience in a law firm with strong communication skills.
- Other info: Ideal for proactive lawyers looking for a dynamic and supportive team.
This is an exceptional opportunity for a highly accomplished senior risk and compliance lawyer to step into a pivotal role within a prestigious US law firm. As Head of Risk & Compliance, you will play a central role in shaping compliance strategies across the firm’s European offices, ensuring adherence to the highest regulatory standards.
Why Apply?
- Influential Role: Be the go-to expert on compliance matters, driving key projects and policy updates.
- Global Reach: Work closely with colleagues in London, Paris, Madrid, and New York, expanding your international expertise.
- Competitive Package: Earn up to £200K within a globally respected law firm committed to excellence.
- Professional Growth: Take ownership of complex compliance processes, making a real impact in an elite legal environment.
Reporting to the Director of Office Administration, COLP, MLRO, and the Data Protection Partner, you will lead compliance efforts in the London office and support broader European initiatives. Your responsibilities will span adherence to SRA standards, AML management, data protection compliance, and providing strategic advice to senior stakeholders. This role offers the opportunity to shape best practices and influence the firm’s approach to compliance across multiple jurisdictions.
Key Responsibilities
- Lead compliance advisory efforts in the London office, ensuring adherence to the SRA Standards & Regulations 2019 and other European regulatory requirements.
- Develop, implement, and revise compliance policies, adapting to regulatory changes.
- Manage AML processes and client due diligence for European matters, while supporting global colleagues in Hong Kong and the US.
- Oversee the firm’s insider list process under Market Abuse Regulation (MAR), ensuring compliance across offices.
- Collaborate with the Data Protection Partner, Privacy Team, and General Counsel’s Office on data protection and privacy compliance matters.
- Develop and deliver targeted compliance training to lawyers and staff, fostering a culture of compliance and risk awareness.
This role is ideal for a lawyer with at least 7 years of compliance experience in a law firm, currently excelling in a senior-level position and recognised as a compliance expert with broad, generalist expertise. You should have a deep understanding of the SRA regulatory framework, AML regulations, and data protection laws. Exceptional communication skills, an analytical mindset, and the ability to influence senior stakeholders are essential. You must be proactive, detail-oriented, and capable of managing a varied workload in a fast-paced environment.
This is a rare opportunity to join a leading law firm in a critical role where your expertise will shape compliance excellence with potential scope for part-time hours. If you’re seeking a challenging position within a dynamic and supportive team, we encourage you to apply and make an impact.
Head/Director or Risk & Compliance - Elite US Law Firm employer: Pembury Legal
Contact Detail:
Pembury Legal Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head/Director or Risk & Compliance - Elite US Law Firm
✨Tip Number 1
Network with professionals in the legal and compliance sectors, especially those who have experience in prestigious law firms. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in risk and compliance.
✨Tip Number 2
Familiarize yourself with the specific regulatory frameworks relevant to the role, such as SRA standards and AML regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance excellence.
✨Tip Number 3
Prepare to discuss your previous experiences in leading compliance initiatives and how you've influenced policy changes. Be ready to provide examples of how you've successfully managed compliance processes in a fast-paced environment.
✨Tip Number 4
Showcase your communication skills by practicing how to articulate complex compliance concepts clearly and effectively. This is crucial for influencing senior stakeholders and fostering a culture of compliance within the firm.
We think you need these skills to ace Head/Director or Risk & Compliance - Elite US Law Firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive experience in compliance and risk management, particularly within law firms. Emphasize your understanding of SRA standards, AML regulations, and data protection laws.
Craft a Compelling Cover Letter: In your cover letter, articulate your passion for compliance and risk management. Discuss specific examples of how you've influenced compliance strategies in previous roles and how you can bring that expertise to the firm.
Highlight International Experience: Since the role involves collaboration with offices in London, Paris, Madrid, and New York, be sure to mention any international experience you have. This could include working on cross-border compliance issues or managing teams across different jurisdictions.
Showcase Leadership Skills: As this is a senior position, it's crucial to demonstrate your leadership capabilities. Provide examples of how you've led compliance initiatives, trained staff, or influenced senior stakeholders in your previous roles.
How to prepare for a job interview at Pembury Legal
✨Showcase Your Expertise
Be prepared to discuss your extensive experience in compliance, particularly within law firms. Highlight specific examples where you've successfully navigated complex regulatory environments and how your expertise can benefit the firm.
✨Understand the Regulatory Landscape
Familiarize yourself with the SRA Standards & Regulations 2019, AML regulations, and data protection laws relevant to the firm's operations. Demonstrating a deep understanding of these frameworks will show that you're ready to take on the responsibilities of the role.
✨Demonstrate Leadership Skills
As a senior candidate, it's crucial to convey your leadership abilities. Prepare to discuss how you've led compliance initiatives in the past, managed teams, and influenced stakeholders at various levels within an organization.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about challenges you've faced and how you approached them, as well as the outcomes of your actions. This will illustrate your analytical mindset and proactive approach.
