Senior Compliance & Policy Lead (SMCR, FCA) in City of London

Senior Compliance & Policy Lead (SMCR, FCA) in City of London

City of London Full-Time On-site
Peel Hunt LLP

Peel Hunt LLP is seeking a Senior Compliance Analyst to support the central compliance program, SMCR governance, and policy updates within the Compliance Function. The role reports to the Deputy Head of Compliance and collaborates with the wider compliance team.

The successful candidate will manage training, certifications, regulatory notifications, and documentation for audits while helping drive GDPR and CASS/Transaction reporting initiatives.

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Senior Compliance & Policy Lead (SMCR, FCA) in City of London employer: Peel Hunt LLP

Peel Hunt is an exceptional employer that prioritises the long-term success of its employees and clients alike, fostering a collaborative and supportive work culture. With a strong focus on professional development, employees in the Asset Servicing Analyst role can expect ample opportunities for growth and skill enhancement within a dynamic investment banking environment located in the heart of the UK capital markets. The company’s commitment to excellence and innovation ensures that team members are not only valued but also empowered to contribute meaningfully to the organisation's success.

Peel Hunt LLP

Contact Details:

Peel Hunt LLP Recruitment Team