At a Glance
- Tasks: Lead compliance and risk oversight for a top fintech trading network.
- Company: Join a pioneering fintech leader in Canary Wharf, London.
- Benefits: Competitive daily rate, hybrid work, and potential for permanent role.
- Other info: Dynamic role with opportunities to shape the future of finance.
- Why this job: Make a real impact in a rapidly growing fintech environment.
- Qualifications: University-level education and experience in regulatory compliance.
Overview
Our client is one of the world’s leading trading networks, providing millions of users from around the world with a one-stop-shop solution for their trading and investing needs. As a Fintech leader, pioneering revolutionary practices such as social trading, blockchain and machine-learning-based investment products, they have developed a regulated and secure platform, operating in full transparency with its clients’ interest in mind. As part of our proposition, we operate neo-banking services for our customers, providing them with a smarter and more cost-efficient way to manage their money, moving funds into and out of their trading account instantly and at better exchange rates than other available deposit and redemption methods.
Responsibilities
- To support our rapid growth, we are looking for a hands-on candidate who will be responsible for providing Compliance and Risk oversight for our FCA authorised and regulated entity.
- The candidate will support our program in general (globally) and will act as a senior domain expert for e-Money regulation subjects within the business.
- You will specifically be responsible for:
- The design and oversight of the regulatory risk and compliance monitoring programme.
- Advising the Board and broader Group on complex regulatory issues.
- Advising the Board on the regulatory landscape, including new and emerging developments.
- Maintaining a positive and transparent relationship with the FCA.
- Overseeing the drafting and ongoing maintenance of robust policies and procedures across the entire regulatory compliance domain.
- Clients’ funds safeguarding and wind-down planning.
- The submission of ad hoc reports.
The candidate must be comfortable communicating with senior management and external advisers. University-level education is required. Ability to work under pressure in a constantly changing environment.
Interim Head of Risk & Compliance in London employer: Payments Recruitment
As a Field Sales Executive with us, you'll thrive in a dynamic and supportive work culture that prioritises employee growth and development. Our competitive salary package, coupled with the opportunity to work closely with small and medium-sized businesses in the vibrant Exeter/Torquay area, ensures that you can make a meaningful impact while enjoying a rewarding career path.
StudySmarter Expert Advice🤫
We think this is how you could land Interim Head of Risk & Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech space, especially those who have experience in compliance and risk. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. We want you to be the go-to expert in the room, so practice articulating your thoughts clearly and confidently.
✨Tip Number 3
Showcase your hands-on experience! Be ready to discuss specific examples of how you've designed compliance programmes or navigated complex regulatory issues. Real-life stories resonate well with interviewers.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Interim Head of Risk & Compliance in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Interim Head of Risk & Compliance. Highlight your experience in compliance and risk management, especially in the fintech sector. We want to see how your skills align with the responsibilities outlined in the job description.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of your past achievements in compliance and risk oversight. We love seeing your personality shine through, so don’t be afraid to let us know what excites you about this opportunity!
Showcase Relevant Qualifications:If you have any certifications or qualifications related to compliance and risk management, make sure to include them. This will help us understand your expertise and commitment to the field. Remember, we’re looking for someone who can hit the ground running!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values!
How to prepare for a job interview at Payments Recruitment
✨Know Your Regulations
Make sure you brush up on the latest e-Money regulations and compliance standards. Being able to discuss specific regulatory frameworks and how they apply to the role will show that you're not just familiar with the basics, but that you’re a true expert in the field.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully managed compliance and risk oversight. Highlight any experience you have with FCA interactions or developing compliance programmes, as this will resonate well with the interviewers.
✨Ask Insightful Questions
Come prepared with thoughtful questions about the company's current compliance challenges or their approach to regulatory changes. This demonstrates your genuine interest in the role and shows that you’re thinking critically about how you can contribute.
✨Stay Calm Under Pressure
Given the fast-paced nature of the fintech industry, be ready to discuss how you handle high-pressure situations. Share strategies you’ve used in the past to maintain composure and make sound decisions, especially when dealing with complex regulatory issues.
