Location: Crawley (3-5 days in office per week, flexible)
Employment Type: Permanent
The Opportunity An established financial services business is looking to appoint a Compliance Officer to take ownership of its compliance, regulatory and information governance activities.
This is a varied, hands-on position suited to an individual who understands the regulatory requirements of a financial services environment and can translate them into effective day-to-day processes. The successful candidate will play an important role in maintaining the firm's compliance standards, supporting its governance arrangements and ensuring employees remain informed and competent as the business evolves.
The role will involve working with internal stakeholders, external regulatory bodies and third-party partners, with responsibility for keeping policies, procedures, training and reporting arrangements accurate and up to date.
Key Areas of Responsibility: Coordinate the firm's ongoing regulatory obligations, ensuring submissions, records and supporting documentation are completed accurately and within required deadlines.
Serve as a key contact for regulatory enquiries, information requests and compliance-related communications.
Monitor changes to relevant legislation, regulatory handbooks and industry guidance, assessing their impact and implementing appropriate changes across the business.
Oversee compliance arrangements relating to regulated activities and ensure established procedures are followed.
Lead the annual assessment of Consumer Duty arrangements, documenting findings and identifying areas for improvement.
Manage the renewal and ongoing maintenance of relevant industry memberships, accreditations and external approvals.
Maintain an annual programme of compliance, financial crime and fraud awareness training.
Take responsibility for maintaining the organisation's compliance documentation and wider internal policy framework.
Establish and manage a structured annual review programme, ensuring policies are reviewed, updated and submitted for appropriate management or board approval.
Draft new policies, procedures and guidance notes in response to regulatory developments, opera...
Compliance Officer in Crawley employer: Pave Talent Partners
Join a forward-thinking company that values innovation and collaboration, offering a remote-first work environment that empowers you to shape the future of data. With a strong focus on employee growth, you'll have the chance to mentor others while working on exciting projects like the migration to Microsoft Fabric. Enjoy a supportive culture that encourages continuous improvement and provides ample opportunities for professional development.
