At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations in a dynamic FinTech environment.
- Company: A leading FinTech platform based in London, focused on innovation and compliance.
- Benefits: Competitive salary, career progression, and the chance to shape compliance strategy.
- Other info: Great opportunity for ambitious professionals aiming for SMF-level positions.
- Why this job: Step into a pivotal role with broad exposure to strategic and operational compliance.
- Qualifications: Experience in compliance, strong understanding of regulatory frameworks, and leadership skills.
The predicted salary is between 80000 - 100000 € per year.
My client, a leading FinTech platform is looking to hire a Head of Compliance into its London operation. This role is suited to a commercially minded Compliance professional who is aspiring to step into an SMF-level position and is looking for broad exposure across both strategic and operational compliance responsibilities within a branch environment.
The successful candidate will act as a true all-rounder, capable of operating independently and taking ownership of the local compliance framework, whilst remaining fully engaged in the day-to-day detail. The position requires a hands-on approach across core operational compliance activities including:
- Client due diligence (CDD/KYC)
- AML oversight
- Trade monitoring
- Sanctions and payments screening
- Regulatory reporting
- Wider financial crime controls
Alongside the operational remit, the individual will support broader regulatory compliance matters, helping to ensure the branch maintains robust governance, adherence to FCA expectations, and effective risk management processes. The role demands someone pragmatic, self-sufficient, and comfortable balancing higher-level regulatory responsibilities with the practical realities of day-to-day compliance execution.
This is an excellent opportunity for an ambitious compliance professional seeking a path toward SMF responsibility, while developing a genuinely rounded skillset across both advisory and operational compliance disciplines.
Head of Compliance in Peckham employer: Parkwell Search
As a leading FinTech platform based in London, we pride ourselves on fostering a dynamic work culture that encourages innovation and professional growth. Our employees benefit from a supportive environment that values compliance excellence, offering ample opportunities for career advancement into senior management functions. Join us to be part of a forward-thinking team where your contributions directly impact our compliance framework and overall success.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance in Peckham
✨Tip Number 1
Network like a pro! Get out there and connect with industry professionals on LinkedIn or at events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Head of Compliance role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of compliance frameworks and regulations. We recommend having real-life examples ready to showcase your hands-on experience in CDD, AML, and risk management. Show them you’re the all-rounder they need!
✨Tip Number 3
Don’t forget to research the company culture and values! We want you to align your personal values with theirs, so when you get that interview, you can demonstrate how you’ll fit right into their team and contribute to their compliance goals.
✨Tip Number 4
Finally, apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for ambitious compliance professionals like you to join our network and help shape the future of FinTech compliance.
We think you need these skills to ace Head of Compliance in Peckham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Head of Compliance role. Highlight your experience in operational compliance activities like CDD/KYC and AML oversight, as these are key to what we're looking for.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your hands-on approach and how you balance strategic responsibilities with day-to-day compliance tasks.
Showcase Your Pragmatism:In your application, emphasise your ability to operate independently while managing compliance frameworks. We want to see examples of how you've tackled challenges in compliance and maintained governance in previous roles.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our London operation!
How to prepare for a job interview at Parkwell Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the FinTech sector. Be ready to discuss your experience with CDD, KYC, AML, and other core compliance activities, as this will show that you're not just familiar with the theory but also the practical application.
✨Show Your Strategic Mindset
Prepare examples of how you've contributed to strategic compliance initiatives in previous roles. Think about times when you’ve had to balance operational tasks with higher-level regulatory responsibilities, and be ready to share how you approached those challenges.
✨Demonstrate Your Hands-On Approach
Since the role requires a hands-on approach, be prepared to discuss specific instances where you took ownership of compliance processes. Highlight your ability to dive into the details while still keeping an eye on the bigger picture, as this will resonate well with the interviewers.
✨Engage with Real-World Scenarios
Expect situational questions that test your problem-solving skills in compliance scenarios. Practice articulating your thought process and decision-making strategies, especially in relation to risk management and governance, to showcase your pragmatic approach.
