At a Glance
- Tasks: Lead compliance efforts, ensuring adherence to regulations and managing operational compliance activities.
- Company: A top FinTech platform in London with a focus on innovation and growth.
- Benefits: Competitive salary, career progression opportunities, and a dynamic work environment.
- Other info: Ideal for ambitious professionals aiming for senior management roles in compliance.
- Why this job: Step into a pivotal role shaping compliance strategy while gaining valuable experience.
- Qualifications: Experience in compliance, strong understanding of regulatory frameworks, and problem-solving skills.
The predicted salary is between 80000 - 100000 £ per year.
My client, a leading FinTech platform is looking to hire a Head of Compliance into its London operation. This role is suited to a commercially minded Compliance professional who is aspiring to step into an SMF-level position and is looking for broad exposure across both strategic and operational compliance responsibilities within a branch environment.
The successful candidate will act as a true all-rounder, capable of operating independently and taking ownership of the local compliance framework, whilst remaining fully engaged in the day-to-day detail. The position requires a hands-on approach across core operational compliance activities including:
- Client due diligence (CDD/KYC)
- AML oversight
- Trade monitoring
- Sanctions and payments screening
- Regulatory reporting
- Wider financial crime controls
Alongside the operational remit, the individual will support broader regulatory compliance matters, helping to ensure the branch maintains robust governance, adherence to FCA expectations, and effective risk management processes. The role demands someone pragmatic, self-sufficient, and comfortable balancing higher-level regulatory responsibilities with the practical realities of day-to-day compliance execution.
This is an excellent opportunity for an ambitious compliance professional seeking a path toward SMF responsibility, while developing a genuinely rounded skillset across both advisory and operational compliance disciplines.
Head of Compliance in North Kensington employer: Parkwell Search
As a leading FinTech platform based in London, we pride ourselves on fostering a dynamic work culture that encourages innovation and professional growth. Our employees benefit from comprehensive training programmes, competitive remuneration, and a supportive environment that values collaboration and individual contributions. Joining us as the Head of Compliance means stepping into a pivotal role with ample opportunities to shape compliance strategies while advancing your career in a thriving sector.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance in North Kensington
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a Head of Compliance role or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance frameworks and regulations. Be ready to discuss how you've handled CDD, AML, and other compliance activities in the past. Show them you’re not just a paper pusher but someone who can take ownership and drive compliance forward.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you note to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm for the position.
✨Tip Number 4
Check out our website for the latest job openings! We often have roles that might not be advertised elsewhere, so keep an eye out for positions that align with your skills and aspirations in compliance.
We think you need these skills to ace Head of Compliance in North Kensington
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Head of Compliance role. Highlight your experience in operational compliance activities like CDD/KYC and AML oversight, as these are key to what we're looking for.
Craft a Compelling Cover Letter:Use your cover letter to tell us why you're the perfect fit for this position. Share specific examples of how you've successfully managed compliance frameworks and navigated regulatory challenges in the past.
Showcase Your Pragmatism:In your application, demonstrate your ability to balance strategic oversight with day-to-day compliance tasks. We want to see how you can operate independently while still being hands-on with compliance execution.
Apply Through Our Website:We encourage you to apply directly through our website. This way, we can ensure your application gets the attention it deserves, and you'll be one step closer to joining our dynamic team!
How to prepare for a job interview at Parkwell Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the FinTech sector. Be ready to discuss your experience with CDD, KYC, AML, and other core compliance activities, as this will show that you're not just familiar with the theory but also the practical application.
✨Show Your Strategic Mindset
Prepare examples of how you've contributed to strategic compliance initiatives in previous roles. Think about times when you’ve had to balance operational tasks with higher-level regulatory responsibilities, and be ready to share how you approached those challenges.
✨Demonstrate Your Hands-On Approach
Since the role requires a hands-on approach, be prepared to discuss specific instances where you took ownership of compliance processes. Highlight your ability to dive into the details while still keeping an eye on the bigger picture, as this will resonate well with the interviewers.
✨Engage with Real-World Scenarios
Expect situational questions that test your problem-solving skills in compliance scenarios. Practice articulating your thought process and decision-making strategies, especially in relation to risk management and governance, to showcase your pragmatic approach.
