At a Glance
- Tasks: Lead compliance efforts, ensuring adherence to regulations and managing operational compliance activities.
- Company: A leading FinTech platform in London with a dynamic work environment.
- Benefits: Competitive salary, career progression opportunities, and a chance to shape compliance strategy.
- Other info: Ideal for ambitious professionals looking to advance to SMF-level positions.
- Why this job: Step into a pivotal role that balances strategic oversight with hands-on compliance execution.
- Qualifications: Experience in compliance, strong understanding of regulatory frameworks, and excellent problem-solving skills.
The predicted salary is between 80000 - 100000 £ per year.
My client, a leading FinTech platform is looking to hire a Head of Compliance into its London operation. This role is suited to a commercially minded Compliance professional who is aspiring to step into an SMF-level position and is looking for broad exposure across both strategic and operational compliance responsibilities within a branch environment.
The successful candidate will act as a true all-rounder, capable of operating independently and taking ownership of the local compliance framework, whilst remaining fully engaged in the day-to-day detail. The position requires a hands-on approach across core operational compliance activities including:
- Client due diligence (CDD/KYC)
- AML oversight
- Trade monitoring
- Sanctions and payments screening
- Regulatory reporting
- Wider financial crime controls
Alongside the operational remit, the individual will support broader regulatory compliance matters, helping to ensure the branch maintains robust governance, adherence to FCA expectations, and effective risk management processes. The role demands someone pragmatic, self-sufficient, and comfortable balancing higher-level regulatory responsibilities with the practical realities of day-to-day compliance execution.
This is an excellent opportunity for an ambitious compliance professional seeking a path toward SMF responsibility, while developing a genuinely rounded skillset across both advisory and operational compliance disciplines.
Head of Compliance in Battersea employer: Parkwell Search
As a leading FinTech platform based in London, we pride ourselves on fostering a dynamic work culture that encourages innovation and professional growth. Our employees benefit from comprehensive training programmes, competitive remuneration, and a supportive environment that values collaboration and individual contributions. Joining us as the Head of Compliance means stepping into a pivotal role with ample opportunities to shape compliance strategies while advancing your career in a thriving sector.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance in Battersea
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a Head of Compliance role or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of compliance frameworks and regulations. Be ready to discuss how you've handled CDD, AML, and other compliance activities in the past. Show them you’re not just a paper pusher but someone who can take ownership and drive compliance forward.
✨Tip Number 3
Don’t forget to showcase your hands-on experience! When chatting with potential employers, highlight specific examples where you’ve balanced strategic oversight with day-to-day compliance tasks. This will demonstrate that you’re the all-rounder they’re looking for.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you land that dream job. Plus, applying directly shows your enthusiasm and commitment to joining the team. Let’s get you on the path to that SMF-level position!
We think you need these skills to ace Head of Compliance in Battersea
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Head of Compliance role. Highlight your experience in operational compliance activities like CDD/KYC and AML oversight, as these are key to what we’re looking for.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this position. Mention your hands-on approach and how you balance strategic responsibilities with day-to-day compliance tasks, just like we do at StudySmarter.
Showcase Your Achievements:Don’t just list your duties; showcase your achievements in previous roles. Whether it’s improving compliance processes or successfully managing regulatory reporting, we want to see how you’ve made an impact in your past positions.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates about the recruitment process!
How to prepare for a job interview at Parkwell Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the FinTech sector. Be ready to discuss your experience with CDD, KYC, AML, and other core compliance activities, as this will show that you're not just familiar with the theory but also the practical application.
✨Show Your Strategic Mindset
Prepare examples of how you've contributed to strategic compliance initiatives in previous roles. Think about times when you’ve had to balance operational tasks with higher-level regulatory responsibilities, and be ready to share how you approached those challenges.
✨Demonstrate Your Hands-On Approach
Since the role requires a hands-on approach, be prepared to discuss specific instances where you took ownership of compliance processes. Highlight your ability to dive into the details while still keeping an eye on the bigger picture, as this will resonate well with the interviewers.
✨Engage with Real-World Scenarios
Expect situational questions that test your problem-solving skills in compliance scenarios. Practice articulating your thought process and decision-making strategies, especially in relation to risk management and governance, to showcase your pragmatic approach.
