At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations in a dynamic FinTech environment.
- Company: A leading FinTech platform based in London, focused on innovation and compliance.
- Benefits: Competitive salary, career progression opportunities, and a chance to shape compliance strategy.
- Other info: Ideal for ambitious professionals aiming for SMF-level positions in a fast-paced industry.
- Why this job: Step into a pivotal role with broad exposure to strategic and operational compliance.
- Qualifications: Experience in compliance, strong understanding of regulatory frameworks, and leadership skills.
The predicted salary is between 80000 - 100000 € per year.
My client, a leading FinTech platform is looking to hire a Head of Compliance into its London operation. This role is suited to a commercially minded Compliance professional who is aspiring to step into an SMF-level position and is looking for broad exposure across both strategic and operational compliance responsibilities within a branch environment.
The successful candidate will act as a true all-rounder, capable of operating independently and taking ownership of the local compliance framework, whilst remaining fully engaged in the day-to-day detail. The position requires a hands-on approach across core operational compliance activities including:
- Client due diligence (CDD/KYC)
- AML oversight
- Trade monitoring
- Sanctions and payments screening
- Regulatory reporting
- Wider financial crime controls
Alongside the operational remit, the individual will support broader regulatory compliance matters, helping to ensure the branch maintains robust governance, adherence to FCA expectations, and effective risk management processes. The role demands someone pragmatic, self-sufficient, and comfortable balancing higher-level regulatory responsibilities with the practical realities of day-to-day compliance execution.
This is an excellent opportunity for an ambitious compliance professional seeking a path toward SMF responsibility, while developing a genuinely rounded skillset across both advisory and operational compliance disciplines.
Head of Compliance in Barnsbury employer: Parkwell Search
As a leading FinTech platform based in London, we pride ourselves on fostering a dynamic work culture that encourages innovation and professional growth. Our employees benefit from a supportive environment that values collaboration and offers extensive opportunities for career advancement, particularly for those looking to step into senior management functions. With a focus on compliance excellence, we empower our team members to take ownership of their roles while ensuring they are equipped with the skills and knowledge necessary to thrive in the fast-paced financial landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance in Barnsbury
✨Tip Number 1
Network like a pro! Get out there and connect with industry professionals on LinkedIn or at events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Head of Compliance role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of compliance frameworks and regulations. We recommend doing mock interviews with friends or using online platforms to practice your responses to common compliance-related questions.
✨Tip Number 3
Showcase your hands-on experience! When discussing your background, highlight specific examples where you’ve taken ownership of compliance tasks. We want to see how you’ve tackled challenges in CDD, AML, and regulatory reporting.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search and genuinely interested in joining our team.
We think you need these skills to ace Head of Compliance in Barnsbury
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Head of Compliance role. Highlight your experience in compliance frameworks, CDD/KYC, and AML oversight to show us you’re the right fit.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a great candidate for this position. Don’t forget to mention your ambition for SMF-level responsibilities!
Showcase Your Hands-On Experience:We want to see that you can balance strategic thinking with practical execution. Share specific examples from your past roles where you’ve successfully managed compliance activities and navigated regulatory challenges.
Apply Through Our Website:To make sure your application gets the attention it deserves, apply directly through our website. It’s the best way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Parkwell Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the FinTech sector. Be ready to discuss your experience with CDD, KYC, AML, and other core compliance activities, as this will show that you're not just familiar with the theory but also the practical application.
✨Show Your Strategic Mindset
Prepare examples of how you've contributed to strategic compliance initiatives in previous roles. Think about times when you’ve had to balance operational tasks with higher-level regulatory responsibilities, and be ready to share how you approached those challenges.
✨Demonstrate Your Hands-On Approach
Since the role requires a hands-on approach, be prepared to discuss specific instances where you took ownership of compliance frameworks or led operational compliance activities. Highlight your ability to dive into the details while keeping an eye on the bigger picture.
✨Engage with Real-World Scenarios
Expect scenario-based questions that test your problem-solving skills in compliance situations. Practice articulating how you would handle various compliance challenges, such as trade monitoring or regulatory reporting, to showcase your pragmatic approach and decision-making skills.
