At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations in a dynamic FinTech environment.
- Company: A top-tier FinTech platform based in London, focused on innovation and compliance.
- Benefits: Competitive salary, career progression, and the chance to shape compliance strategy.
- Other info: Great opportunity for ambitious professionals aiming for senior management roles.
- Why this job: Step into a pivotal role with broad exposure and make a real impact in compliance.
- Qualifications: Experience in compliance, strong understanding of regulatory frameworks, and strategic thinking.
The predicted salary is between 80000 - 100000 £ per year.
My client, a leading FinTech platform is looking to hire a Head of Compliance into its London operation. This role is suited to a commercially minded Compliance professional who is aspiring to step into an SMF-level position and is looking for broad exposure across both strategic and operational compliance responsibilities within a branch environment.
The successful candidate will act as a true all-rounder, capable of operating independently and taking ownership of the local compliance framework, whilst remaining fully engaged in the day-to-day detail. The position requires a hands-on approach across core operational compliance activities including:
- Client due diligence (CDD/KYC)
- AML oversight
- Trade monitoring
- Sanctions and payments screening
- Regulatory reporting
- Wider financial crime controls
Alongside the operational remit, the individual will support broader regulatory compliance matters, helping to ensure the branch maintains robust governance, adherence to FCA expectations, and effective risk management processes. The role demands someone pragmatic, self-sufficient, and comfortable balancing higher-level regulatory responsibilities with the practical realities of day-to-day compliance execution.
This is an excellent opportunity for an ambitious compliance professional seeking a path toward SMF responsibility, while developing a genuinely rounded skillset across both advisory and operational compliance disciplines.
Head of Compliance in Archway employer: Parkwell Search
As a leading FinTech platform based in London, we pride ourselves on fostering a dynamic work culture that encourages innovation and professional growth. Our employees benefit from comprehensive training programmes, competitive remuneration, and the opportunity to engage in meaningful compliance work that directly impacts our operations. Join us to be part of a collaborative team where your contributions are valued, and you can advance your career in a supportive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance in Archway
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space and let them know you're on the lookout for a Head of Compliance role. You never know who might have the inside scoop on opportunities or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance frameworks and regulations. Be ready to discuss how you've handled CDD, AML, and other compliance activities in your previous roles. Show them you’re not just a paper pusher but someone who can take ownership and drive compliance forward.
✨Tip Number 3
Don’t underestimate the power of a strong online presence. Update your LinkedIn profile to reflect your skills and experiences relevant to compliance. Engage with industry content and connect with thought leaders to boost your visibility in the compliance community.
✨Tip Number 4
Apply directly through our website! We love seeing candidates who are proactive about their job search. Tailor your application to highlight your hands-on experience in compliance and your ability to balance strategic oversight with day-to-day operations.
We think you need these skills to ace Head of Compliance in Archway
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Head of Compliance role. Highlight your experience in compliance frameworks, CDD/KYC, and AML oversight to show us you’re the right fit for this position.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great candidate. Don’t forget to mention your ambition for SMF-level responsibilities!
Showcase Your Hands-On Experience:We want to see that you can balance strategic thinking with practical execution. Share specific examples from your past roles where you’ve successfully managed compliance activities and navigated regulatory challenges.
Apply Through Our Website:To make sure your application gets the attention it deserves, apply directly through our website. It’s the best way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Parkwell Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the FinTech sector. Be ready to discuss your experience with CDD, KYC, AML, and other core compliance activities, as this will show that you’re not just familiar with the theory but can apply it practically.
✨Showcase Your Strategic Mindset
Prepare examples of how you've balanced strategic compliance initiatives with day-to-day operations. This role requires a hands-on approach, so be ready to explain how you’ve successfully managed both high-level regulatory responsibilities and the nitty-gritty details of compliance execution.
✨Demonstrate Your Pragmatism
The interviewers will want to see that you can think on your feet and adapt to changing circumstances. Share instances where you’ve had to make quick decisions in compliance matters, highlighting your ability to remain calm and effective under pressure.
✨Engage with the Company’s Values
Research the company’s mission and values, and think about how they align with your own professional ethos. During the interview, express your enthusiasm for their goals and how you can contribute to maintaining robust governance and risk management processes within their framework.
