At a Glance
- Tasks: Support compliance monitoring and regulatory reporting in a dynamic financial environment.
- Company: Join Pantheon, a leader in private markets investing with a collaborative culture.
- Benefits: Competitive salary, diverse team, and opportunities for professional growth.
- Other info: Diverse and inclusive workplace committed to your career development.
- Why this job: Make an impact in compliance while learning from industry experts.
- Qualifications: Detail-oriented, proactive learners with strong communication skills are encouraged to apply.
The predicted salary is between 40000 - 50000 £ per year.
Pantheon has been at the forefront of private markets investing for more than 40 years, earning a reputation for an innovative approach to investing in secondaries, co‑investments, and primary fund investments, as well as capital formation across commingled funds, evergreen vehicles and customized solutions. Our specialist investment capabilities span multiple strategies across private equity, infrastructure and real assets, and private credit. Through our collaborative and committed culture, we find new ways to solve complex problems together and deliver innovative investment opportunities across private markets. Pantheon currently manages approximately $82.3 billion in AUM across all its strategies, serving more than 750 institutional and 638 private wealth clients worldwide.
Pantheon is seeking a Compliance Analyst to join its London office on a permanent basis. Reporting to an Associate within the London Compliance team, this role will support the delivery of Pantheon’s Global Compliance Programme and assist in ensuring adherence to applicable regulatory requirements, internal policies, and industry best practices. The successful candidate will work closely with colleagues across multiple jurisdictions and business functions, contributing to a broad range of compliance, regulatory, AML/KYC, monitoring, reporting, and governance activities.
Key Responsibilities- Support the execution of the Global Compliance Monitoring Programme, including testing adherence to regulatory requirements, internal policies, and procedures, assisting with their resolution and reporting of findings to Pantheon boards and committees.
- Collate information and assist in the preparation of routine, periodic, and ad‑hoc regulatory reporting and filings to regulators, including the FCA, CBI, CSSF, and ADGM/AED (as applicable).
- Liaise with relevant internal stakeholders to monitor and track FCA applications, registrations, and related regulatory submissions.
- Assist with the review, approval tracking, and record‑keeping of marketing and promotional materials.
- Support the maintenance and update of compliance policies, procedures, and internal controls.
- Provide support with the Global Code of Ethics, including outside business activities, gifts and entertainment, and related employee compliance disclosures.
- Where applicable, coordinate with internal teams globally, including Tax, Finance, Operations, Human Resources, Marketing, Client Services, and Investment teams.
- Assist with AML/KYC processes for new investors, including preparing KYC certifications and AML schedules, and drafting letters of introduction to third parties.
- Perform general administrative and operational compliance tasks, including maintaining logs and registers such as training records, conflicts of interest, breaches and errors/disciplines, restricted lists, and regulatory registrations.
- Promote and support compliance with applicable laws, regulations, and Pantheon policies, including escalating potential compliance risks and maintaining high standards of professional conduct.
- Attention to detail, approaches work methodically.
- Willingness to learn, ask questions and seek information from a global perspective, proactive approach, a desire to solve problems and improve processes.
- Cooperative demeanour, ability to work with different personalities, excellent communication skills and team‑player.
- Good organisational skills and ability to prioritise workflow.
- Strong time‑management skills, including the ability to work independently and on several projects simultaneously.
- Good timekeeping and prepared to work flexibly on different types of projects to meet the needs of the business.
- Interest in Financial Services Regulation and Compliance within Private Markets or Asset Management.
- Previous internship or work experience in Compliance, Legal, Risk, Audit, or Financial Services would be advantageous but is not essential.
This job description is not to be construed as an exhaustive statement of duties, responsibilities, or requirements. You may be required to perform other job‑related duties as reasonably requested by your manager. Pantheon is an Equal Opportunities employer. We are committed to building a diverse and inclusive workforce so if you’re excited about this role but your past experience doesn’t perfectly align we still encourage you to apply.
Compliance Analyst in London employer: Pantheon
Pantheon is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. With a strong commitment to employee growth, Pantheon provides comprehensive training and development opportunities, ensuring that team members can advance their careers while contributing to impactful compliance initiatives in the private markets sector. The company's inclusive culture fosters diversity and encourages employees to bring their unique perspectives to the table, making it a rewarding place to work for those seeking meaningful engagement in their roles.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work at Pantheon or similar firms. A friendly chat can open doors and give you insider info that could help you stand out.
✨Tip Number 2
Prepare for interviews by researching Pantheon’s compliance practices and recent regulatory changes. Show us you’re not just interested in the role but also in how you can contribute to our innovative approach.
✨Tip Number 3
Practice your problem-solving skills! We love candidates who can think on their feet. Consider potential compliance scenarios and how you’d tackle them – it’ll impress us during interviews.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team at Pantheon.
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Analyst role. Highlight any relevant experience in compliance, regulatory frameworks, or financial services to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for Pantheon. Be genuine and let your personality come through.
Showcase Your Attention to Detail:As a Compliance Analyst, attention to detail is key. In your application, make sure to present information clearly and accurately. A well-structured application will demonstrate your ability to approach work methodically.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details you need about the role and our company culture there!
How to prepare for a job interview at Pantheon
✨Know Your Compliance Basics
Before the interview, brush up on key compliance regulations relevant to the role, such as AML/KYC processes and FCA guidelines. Being able to discuss these topics confidently will show your understanding of the industry and your readiness to contribute.
✨Showcase Your Attention to Detail
Prepare examples from your past experiences that highlight your attention to detail and methodical approach. Whether it’s a project you managed or a report you compiled, demonstrating this skill is crucial for a Compliance Analyst role.
✨Ask Insightful Questions
During the interview, don’t hesitate to ask questions about Pantheon’s Global Compliance Programme or how they handle regulatory challenges. This shows your genuine interest in the company and the role, plus it gives you a chance to assess if it’s the right fit for you.
✨Emphasise Team Collaboration
Since the role involves liaising with various internal stakeholders, be ready to discuss your teamwork experiences. Share specific instances where you successfully collaborated with others to solve problems or improve processes, showcasing your cooperative demeanour.