At a Glance
- Tasks: Lead and enhance financial crime quality assurance in a dynamic financial services environment.
- Company: Join a leading financial services firm focused on compliance and operational excellence.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Collaborative culture with a focus on innovation and continuous improvement.
- Why this job: Make a real impact by improving financial crime operations and ensuring regulatory compliance.
- Qualifications: Experience in financial crime QA and strong knowledge of UK regulations required.
The predicted salary is between 60000 - 75000 £ per year.
This role offers the opportunity to lead and embed a first-line Financial Crime Quality Assurance capability within a regulated financial services environment. You will be responsible for strengthening the quality, consistency, and effectiveness of financial crime operations through a robust, risk-based QA programme. You will act as a critical control function across onboarding, transaction monitoring, sanctions screening, and ongoing due diligence processes, using assurance insights to drive operational improvements, reinforce governance, and support regulatory readiness.
What You’ll Do
- QA & Control Oversight
- Lead the design and execution of a first-line Quality Assurance framework across core financial crime processes including onboarding, transaction monitoring, sanctions screening, and ongoing due diligence.
- Conduct independent reviews of operational case handling and decision-making to assess control effectiveness, consistency, and alignment with internal policies and regulatory expectations.
- Identify knowledge gaps, procedural weaknesses, and control failures, providing structured feedback to operational teams, training functions, and policy owners to support ongoing uplift initiatives.
- Cross-Functional Collaboration
- Partner with operational, compliance, fraud, onboarding, and monitoring teams to strengthen financial crime controls, governance, and process execution across the business.
- Reporting & Governance
- Develop and maintain QA reporting and management information frameworks to provide visibility into trends, recurring issues, remediation activities, and control performance.
- Audit & Regulatory Readiness
- Support audit and regulatory preparedness by maintaining evidence-based QA outputs and tracking remediation efforts across financial crime operations.
What You Bring
- Proven experience in financial crime quality assurance, controls, or operational oversight within a regulated banking or financial services environment.
- Regulatory Knowledge - Strong understanding of UK AML/CTF, sanctions, and fraud regulations, including familiarity with regulatory expectations and industry best practices.
- Control Frameworks - Deep knowledge of financial crime processes including KYC, CDD, onboarding, transaction monitoring, sanctions screening, and ongoing due diligence.
- Risk-Based Decision Making - Experience using financial crime technology platforms and data-driven methodologies to support risk assessment and assurance activities.
- Stakeholder Management - Excellent communication and documentation skills, with the ability to engage senior stakeholders and clearly articulate operational and regulatory risks.
- Change & Transformation - Demonstrated ability to lead operational improvements, framework enhancements, and quality uplift initiatives within fast-paced and evolving environments.
Financial Crime QA Manager employer: Pagos Consultants
As a leading employer in the financial services sector, we pride ourselves on fostering a collaborative and innovative work culture that empowers our employees to excel. Our commitment to professional development is evident through tailored training programmes and clear career progression paths, ensuring that you can grow alongside the company. Located in a vibrant city, we offer competitive benefits and a supportive environment where your contributions to financial crime quality assurance will make a meaningful impact.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Crime QA Manager
✨Tip Number 1
Network like a pro! Reach out to people in the financial crime sector on LinkedIn or at industry events. We all know that sometimes it’s not just what you know, but who you know that can help you land that QA Manager role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK AML/CTF regulations and financial crime processes. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your expertise!
✨Tip Number 3
Showcase your experience with data-driven methodologies and financial crime technology platforms. We suggest bringing examples of how you've used these tools to improve operational effectiveness in previous roles during your interviews.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Financial Crime QA Manager
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Financial Crime QA Manager. Highlight your experience in financial crime quality assurance and any relevant regulatory knowledge. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about financial crime operations and how you can contribute to our team. Be sure to mention specific experiences that relate to the job description.
Showcase Your Achievements:When detailing your past roles, focus on achievements rather than just responsibilities. Use metrics where possible to demonstrate your impact in previous positions, especially in areas like risk assessment and operational improvements.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Pagos Consultants
✨Know Your Financial Crime Regulations
Make sure you brush up on UK AML/CTF, sanctions, and fraud regulations before the interview. Being able to discuss these topics confidently will show that you understand the regulatory landscape and can navigate it effectively.
✨Demonstrate Your QA Experience
Prepare specific examples from your past roles where you've successfully implemented quality assurance frameworks or conducted independent reviews. Highlight how your actions led to operational improvements and compliance with internal policies.
✨Showcase Your Stakeholder Management Skills
Think of instances where you've collaborated with different teams, such as compliance or fraud departments. Be ready to explain how you communicated risks and drove change, as this role requires strong cross-functional collaboration.
✨Be Ready for Scenario-Based Questions
Expect questions that ask how you would handle specific financial crime scenarios. Prepare to discuss your thought process and decision-making using risk-based methodologies, as this will demonstrate your analytical skills and practical knowledge.
