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For Companies At a Glance
- Tasks: Support compliance policies, conduct monitoring, and guide teams on regulatory requirements.
- Company: Small-sized firm in Wealth & Asset Management with a collaborative culture.
- Benefits: Competitive salary, permanent role, and growth opportunities in London.
- Why this job: Join a thriving Risk & Compliance department and make a real impact.
- Qualifications: Background in Financial Services and strong analytical skills required.
- Other info: Exciting opportunity to advance your career in a compliance-focused role.
The predicted salary is between 30000 - 35000 £ per year.
Compliance Analyst role within Wealth and Asset Manager. Junior Compliance Analyst role within UK Financial Services firm.
About Our Client
This opportunity is with a small-sized firm in the Wealth & Asset Management industry. The organisation is committed to maintaining high standards in compliance and regulatory practices while supporting a collaborative work environment.
Job Description
- Assist in maintaining and updating compliance policies and procedures.
- Conduct compliance monitoring and reporting activities.
- Support the preparation of regulatory filings and submissions.
- Provide guidance on regulatory requirements to internal teams.
- Identify and assess compliance risks within the organisation.
The Successful Applicant
- A background in Financial Services or a related field.
- Knowledge of regulatory requirements and compliance processes.
- Strong analytical and problem-solving skills.
- Excellent attention to detail and organisational abilities.
What’s on Offer
- Competitive salary ranging from £30,000 to £35,000.
- Permanent role based in London, offering stability and growth opportunities.
- Benefits package to be confirmed.
- An opportunity to work within the Financial Services industry in a compliance-focused role.
If you are ready to contribute to a thriving Risk & Compliance department and advance your career as a Compliance Analyst in London, we encourage you to apply.
Compliance Analyst - Wealth & Asset Management in London employer: Page Personnel
Contact Detail:
Page Personnel Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Wealth & Asset Management in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the Wealth & Asset Management sector on LinkedIn. Join relevant groups and engage in discussions to get your name out there and learn about potential job openings.
✨Tip Number 2
Prepare for interviews by brushing up on compliance regulations and practices. We recommend doing mock interviews with friends or using online platforms to get comfortable discussing your knowledge and experience in the field.
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples of how you've identified compliance risks or improved processes in previous roles. This will demonstrate your value to potential employers.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate individuals who want to make a difference in compliance.
We think you need these skills to ace Compliance Analyst - Wealth & Asset Management in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight any relevant experience in Financial Services and showcase your knowledge of compliance processes. We want to see how you fit into our world!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs. Keep it concise but engaging – we love a good story!
Showcase Your Analytical Skills: As a Compliance Analyst, strong analytical skills are key. In your application, provide examples of how you've tackled compliance challenges or assessed risks in previous roles. We’re keen to see your problem-solving prowess!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Let’s get started on this journey together!
How to prepare for a job interview at Page Personnel
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory requirements and compliance processes relevant to the Wealth & Asset Management sector. Being able to discuss specific regulations and how they impact the firm will show that you're not just familiar with the basics, but that you’re genuinely interested in the role.
✨Show Off Your Analytical Skills
Prepare examples of how you've used your analytical and problem-solving skills in past roles or projects. Think about situations where you identified compliance risks or improved processes. This will help demonstrate your capability to handle the responsibilities of a Compliance Analyst.
✨Attention to Detail is Key
Since this role requires excellent attention to detail, be ready to discuss how you ensure accuracy in your work. You might want to share specific instances where your meticulous nature helped avoid potential compliance issues or improved reporting accuracy.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance policies, team dynamics, and how they approach regulatory challenges. This not only shows your interest in the role but also gives you a chance to assess if the company culture aligns with your values.
