Senior Funds Counsel — SEC/FINRA Compliance & Deals in Lincoln

Senior Funds Counsel — SEC/FINRA Compliance & Deals in Lincoln

Lincoln Full-Time 100000 - 120000 £ / year (est.) No working from home possible
Page Executive

At a Glance

  • Tasks: Advise on registered funds, draft documents, ensure compliance, and manage outside counsel.
  • Company: Join a leading legal team at Page Executive in Lincoln.
  • Benefits: Competitive salary, professional development, and collaborative work environment.
  • Other info: Opportunity to work on cross-functional projects with career growth potential.
  • Why this job: Make a significant impact in the world of SEC/FINRA compliance and fund management.
  • Qualifications: Strong regulatory knowledge and strategic judgment required.

The predicted salary is between 100000 - 120000 £ per year.

Page Executive is seeking a Senior Counsel to work with the Deputy General Counsel and the broader legal team in Lincoln.

You will advise on all registered funds related matters, draft and review offering documents and marketing material, ensure 1940 Act compliance, negotiate with fund counterparties, and manage outside counsel while collaborating on cross‑functional projects.

This role requires strong regulatory knowledge, strategic judgment and the ability to operate across multiple funds.

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Senior Funds Counsel — SEC/FINRA Compliance & Deals in Lincoln employer: Page Executive

Join a dynamic food manufacturing business in Truro, Cornwall, where you will have the unique opportunity to shape the future of the organisation while driving growth and upholding its core values. Our collaborative work culture fosters innovation and excellence, providing ample opportunities for professional development and career advancement. With a commitment to nurturing high-performance teams, we offer a rewarding environment for leaders who are passionate about making a meaningful impact in the industry.

Page Executive

Contact Details:

Page Executive Recruitment Team

We think you need these skills to ace Senior Funds Counsel — SEC/FINRA Compliance & Deals in Lincoln

Regulatory Knowledge
Strategic Judgment
Fund Compliance
Drafting Skills
Reviewing Offering Documents
Negotiation Skills
Collaboration