- Provide legal support to business units with respect to equity sales and trading platform, focusing on equity finance (margin lending, equity repo, securities lending, delta-one swaps)
- Support LP fund financing, full-recourse margin lending, equity repo, securities lending and delta-one equity swaps
- Provide legal guidance on margin lending regulations, FINRA, Reg T, and Reg U compliance
- Provide guidance on Dodd-Frank and rules applicable to Security-Based Swaps and Security-Based Swap Dealers
- Draft and negotiate credit agreements, loan agreements and related fund financing and margin lending documentation
- Draft and negotiate securities financing documentation, including MRAs and MSLAs and equity swap MCAs; maintain and enhance standard documentation templates
- Partner closely with Credit, Market Risk, Collateral Management, Operations, and other internal stakeholders to address legal, operational and risk matters
Executive Director, Senior Legal Counsel - Equity Finance New York, GB
Executive Director, Senior Legal Counsel - Equity Finance in Lincoln employer: Page Executive
At Page Executive, we pride ourselves on being an excellent employer that fosters a dynamic and inclusive work culture. Our hybrid role allows for flexibility while ensuring collaboration with a talented team dedicated to driving growth in the professional services sector. We offer robust employee growth opportunities, competitive benefits, and a chance to make a significant impact by shaping marketing strategies that connect directly to revenue.
