Broker-Dealer Ops Lead | Growth, Risk & Compliance in Grays

Broker-Dealer Ops Lead | Growth, Risk & Compliance in Grays

Grays Full-Time On-site
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Page Executive is seeking aHead of Broker Dealer Operations to oversee all broker-dealer operations and manage the end-to-end lifecycle of client accounts, transactions, and asset movements. The role focuses on developing robust policies, scalable processes, and strong vendor relationships to support growth.

The position emphasizes risk management, regulatory compliance, and continuous improvement, with mentorship of the expanding operations team and close collaboration with Compliance, Finance,

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Broker-Dealer Ops Lead | Growth, Risk & Compliance in Grays employer: Page Executive

At Page Executive, we pride ourselves on being an excellent employer that fosters a dynamic and inclusive work culture. Our hybrid role allows for flexibility while ensuring collaboration with a talented team dedicated to driving growth in the professional services sector. We offer robust employee growth opportunities, competitive benefits, and a chance to make a significant impact by shaping marketing strategies that connect directly to revenue.

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Contact Details:

Page Executive Recruitment Team