Oversee all aspects of broker-dealer operations, ensuring the accurate and timely execution of operational activities. Manage the end-to-end lifecycle of client accounts, transactions, asset movements, and account maintenance processes. Develop and enhance operational policies, procedures, and controls to support business objectives. Establish scalable operational frameworks to accommodate growth and evolving business needs. Serve as the primary point of contact for external service providers, custodians, clearing firms, and banking partners. Monitor vendor performance and ensure service levels meet business and regulatory requirements. Coordinate operational initiatives and issue resolution with external stakeholders. Risk, Controls
Head Of Broker Dealer Operations in Essex employer: Page Executive
At Page Executive, we pride ourselves on being an excellent employer that fosters a dynamic and inclusive work culture. Our hybrid role allows for flexibility while ensuring collaboration with a talented team dedicated to driving growth in the professional services sector. We offer robust employee growth opportunities, competitive benefits, and a chance to make a significant impact by shaping marketing strategies that connect directly to revenue.
