Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead legal and compliance strategy in a high-growth fintech environment.
- Company: Dynamic fintech company focused on trading and regulatory excellence.
- Benefits: Competitive salary, hybrid work model, and leadership opportunities.
- Why this job: Shape the future of fintech while driving compliance and governance.
- Qualifications: Qualified solicitor with fintech experience and FCA authorisation knowledge.
- Other info: Join a collaborative leadership team and make a real impact.
The predicted salary is between 72000 - 108000 £ per year.
A high-growth fintech in the trading sector is looking for an experienced Head of Legal & Compliance to lead its legal, regulatory, and governance strategy through an exciting phase of expansion and upcoming FCA authorisation.
This is a key senior role for a commercially minded, hands-on legal professional with strong regulatory expertise. You’ll oversee all legal and compliance activity from commercial contracts and M&A to data protection, governance, and risk management, while guiding the business through FCA readiness and beyond. You’ll design and embed robust frameworks, manage multi-jurisdiction compliance and guide on MLRO, ensuring the business scales responsibly and effectively.
We’re looking for someone who:
- Is a qualified solicitor with experience in fintech, brokerage, or financial services.
- Has been through the FCA authorisation process and understands the regulatory landscape.
- Has hands-on experience with M&A, shareholder agreements and governance frameworks.
- Is commercially driven, strategic, and thrives in fast-paced, high-growth environments.
Why Join?
You’ll be part of a collaborative, high-performing leadership team that values:
- Innovation – building smart, scalable frameworks that enable compliant growth.
- Accountability – taking ownership of legal integrity, governance and strategic delivery.
- Impact – shaping the company’s regulatory journey and playing a pivotal role in its future success.
This is an opportunity to lead at scale, influence long-term business strategy, and make a real difference in a growing, ambitious environment.
Seniority level: Director
Employment type: Full-time
Job function: Legal
Industries: Investment Management, Investment Banking, and Financial Services
Head of Legal in England employer: Orla Rose Associates
Contact Detail:
Orla Rose Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Legal in England
✨Network Like a Pro
Get out there and connect with people in the fintech space! Attend industry events, join relevant online forums, and don’t be shy about reaching out to potential colleagues or mentors on LinkedIn. Building relationships can open doors that a CV just can’t.
✨Show Off Your Expertise
When you get the chance to chat with hiring managers or during interviews, make sure to highlight your hands-on experience with FCA authorisation and M&A. Share specific examples of how you've navigated complex regulatory landscapes – this will show you’re the real deal!
✨Tailor Your Approach
Every company is different, so do your homework! Understand the specific challenges and goals of the fintech you're applying to. Tailor your discussions to show how your skills can help them scale responsibly and effectively – they’ll love that you’ve done your research.
✨Apply Through Our Website
Don’t forget to apply through our website for the best chance at landing that role! We’re all about making connections and helping you find the right fit, so take advantage of our platform to showcase your skills and experience.
We think you need these skills to ace Head of Legal in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Legal role. Highlight your experience in fintech, regulatory compliance, and M&A. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Share specific examples of your achievements in legal and compliance that demonstrate your strategic mindset.
Showcase Your Regulatory Knowledge: Since this role involves navigating the FCA authorisation process, make sure to showcase your understanding of the regulatory landscape. We’re looking for someone who can hit the ground running!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to hear from you!
How to prepare for a job interview at Orla Rose Associates
✨Know Your Regulatory Stuff
Make sure you brush up on the FCA authorisation process and the current regulatory landscape. Being able to discuss specific regulations and how they impact the fintech sector will show that you're not just familiar with the law, but that you can apply it strategically.
✨Showcase Your Hands-On Experience
Prepare examples from your past roles where you've dealt with M&A, shareholder agreements, or governance frameworks. Use the STAR method (Situation, Task, Action, Result) to structure your responses, making it clear how your actions led to positive outcomes.
✨Demonstrate Commercial Acumen
This role is all about being commercially driven. Think of ways you can align legal strategies with business goals. Be ready to discuss how you've previously contributed to a company's growth while ensuring compliance and legal integrity.
✨Emphasise Collaboration and Leadership
As a senior role, you'll need to show that you can lead and collaborate effectively. Prepare to talk about how you've worked with cross-functional teams in the past, and how you plan to foster a collaborative environment in this new role.