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For Companies At a Glance
- Tasks: Support the team in preventing money laundering through client onboarding and compliance checks.
- Company: Join an award-winning financial services firm listed on the London Stock Exchange.
- Benefits: Enjoy a competitive salary and excellent benefits, including potential remote work options.
- Why this job: Be part of a crucial team that safeguards the company while gaining valuable compliance experience.
- Qualifications: Previous compliance experience and knowledge of KYC/AML regulations are essential.
- Other info: Opportunity to master various compliance platforms and enhance your professional skills.
The predicted salary is between 34000 - 46000 £ per year.
Job Description
Compliance Analyst
Position Overview:
You will report into the Onboarding Manager and the team’s primary function is to protect the company from exposure to money laundering, specifically in regards to onboarding clients by providing AML guidance, assessment and advice.
Key Responsibilities:
- Completing KYC/CDD/EDD on prospective and existing clients
- KYC refresh
- FX corporate clients
- Conduct risk event driven /trigger event reviews of clients and their holistic activity
- Identifying suspicious activity and following process to report these where required
- Assist with ongoing screening/monitoring of client base of potential PEP/adverse media/Sanction matches
- Master various compliance platforms – BvD Catalyst, Salesforce, Creditsafe, Orbis, Ecore
Skills & Experience Required:
- Previous experience within a Compliance Analyst role
- FX markets
- KYC refresh
- Sanactions
- Experience with KYC onboarding and AML checks
- Client Services experience
- Good knowledge of regulatory environment for UK financial services firms
- Able to communicate effectively with front-office and back-office staff in all areas of the business
Compliance Assistant employer: Orla Rose Associates
Contact Detail:
Orla Rose Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assistant
✨Tip Number 1
Familiarise yourself with the latest AML regulations and compliance frameworks in the UK. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who work in financial services. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could lead to job opportunities.
✨Tip Number 3
Gain hands-on experience with compliance platforms mentioned in the job description, such as Salesforce or BvD Catalyst. Familiarity with these tools can set you apart from other candidates and show that you're ready to hit the ground running.
✨Tip Number 4
Prepare for behavioural interview questions by reflecting on your past experiences in compliance roles. Think of specific examples where you identified suspicious activity or successfully completed KYC/CDD processes, as these will highlight your practical skills.
We think you need these skills to ace Compliance Assistant
Some tips for your application 🫡
Understand the Role: Read the job description carefully to understand the key responsibilities and required skills for the Compliance Assistant position. Tailor your application to highlight your relevant experience in KYC, AML checks, and compliance.
Highlight Relevant Experience: In your CV and cover letter, emphasise your previous experience in a Compliance Analyst role. Mention specific examples of your work with KYC onboarding and any client services experience that aligns with the job requirements.
Showcase Your Skills: Make sure to include your knowledge of the regulatory environment for UK financial services firms. Discuss your ability to communicate effectively with both front-office and back-office staff, as this is crucial for the role.
Proofread Your Application: Before submitting your application, proofread all documents for spelling and grammatical errors. A well-presented application reflects your attention to detail, which is essential in compliance roles.
How to prepare for a job interview at Orla Rose Associates
✨Know Your Compliance Basics
Make sure you brush up on your knowledge of KYC, AML, and the regulatory environment for UK financial services. Being able to discuss these topics confidently will show that you're well-prepared and understand the core responsibilities of a Compliance Assistant.
✨Demonstrate Your Analytical Skills
Prepare examples from your previous experience where you've successfully identified suspicious activity or completed risk assessments. This will help illustrate your analytical capabilities and how they can benefit the company.
✨Familiarise Yourself with Compliance Platforms
Since the role requires mastering various compliance platforms like BvD Catalyst and Salesforce, it’s a good idea to research these tools beforehand. Showing familiarity with them during the interview can set you apart from other candidates.
✨Communicate Effectively
Practice articulating your thoughts clearly and concisely. Since the role involves liaising with both front-office and back-office staff, demonstrating strong communication skills will be crucial in showcasing your fit for the team.
