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- Tasks: Join our Compliance Team as a Regulatory Technician, managing queries and supporting regulatory processes.
- Company: We're a leading Financial Services firm on an exciting growth journey with a transformative vision.
- Benefits: Enjoy flexible working options, professional development opportunities, and a vibrant team culture.
- Why this job: Make a real impact in compliance while developing valuable skills in a dynamic environment.
- Qualifications: Organisational skills, knowledge of compliance frameworks, and proficiency in Microsoft Office are essential.
- Other info: Ideal for proactive learners eager to grow in the financial services sector.
Our leading Financial Services Sector Client is continuing a high growth trajectory, coupled with an ambitious transformation programme. They are now seeking a Regulatory Technician to join the Compliance Team.
As Regulatory Technician, you will contribute to the output of the Compliance Team to achieve regulatory compliance objectives across the Group and its supported legal entities.
Responsibilities will include:
- Management of the Compliance Function query mailbox, including allocation of queries to Regulatory Officers, and where possible, resolution through own initiative
- Log breaches reported by the business on relevant registers
- Act as a support role for all Regulatory Officers in the Compliance Team, with a view to developing similar skillsets and specialisms
- Review and sign off for literature, including Financial Promotion approval
- Compile reports and management information for International and Group businesses
- Management of the Regulatory Reporting Diary Reminder process
- Maintenance of Compliance Team registers
- Carrying out regulatory horizon scanning
- Identify opportunities for improvements to compliance processes and ensure compliance procedures are updated as required
The ideal candidate for the role of Regulatory Technician will be:
- Able to demonstrate good organisational skills: able to work proactively, to prioritise work and to work well under pressure
- Right First-Time attitude and able to communicate to all levels
- Working knowledge of compliance frameworks within a Governance, Risk & Compliance Function
- Working knowledge of UK and ROW Financial Promotions rules
- Display honesty, integrity, and a strong sense of ethics in all decisions and actions
- Familiarity with Microsoft Office Suite
- Good organisational, administration and interpersonal skills
- Solution orientated with good attention to detail
- Flexible in approach and willing to learn new things and take on new responsibilities
Regulatory Technician employer: Orchard Recruitment Ltd
Contact Detail:
Orchard Recruitment Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Technician
✨Tip Number 1
Familiarise yourself with the latest compliance frameworks and regulations relevant to the financial services sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals already working in compliance roles, especially those who are Regulatory Officers. Engaging in conversations can provide insights into the day-to-day responsibilities and challenges, which can be beneficial during your application process.
✨Tip Number 3
Showcase your organisational skills by preparing examples of how you've successfully managed multiple tasks or projects in the past. Being able to articulate these experiences will highlight your ability to thrive under pressure, a key requirement for this role.
✨Tip Number 4
Demonstrate your solution-oriented mindset by thinking of potential improvements to compliance processes. Bringing fresh ideas to the table during discussions can set you apart as a proactive candidate who is eager to contribute to the team's success.
We think you need these skills to ace Regulatory Technician
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the responsibilities and skills required for the Regulatory Technician position. Tailor your application to highlight how your experience aligns with these requirements.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous experience in compliance, regulatory roles, or related fields. Use specific examples to demonstrate your organisational skills and ability to work under pressure.
Showcase Your Skills: Make sure to mention your familiarity with compliance frameworks and financial promotions rules. Highlight your proficiency in Microsoft Office Suite and any other relevant tools that would support your role as a Regulatory Technician.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also reflects your honesty, integrity, and solution-oriented mindset. Make it personal and show your enthusiasm for the role and the company.
How to prepare for a job interview at Orchard Recruitment Ltd
✨Showcase Your Organisational Skills
As a Regulatory Technician, you'll need to demonstrate strong organisational abilities. Prepare examples from your past experiences where you successfully managed multiple tasks or projects under pressure. This will show the interviewers that you can handle the demands of the role.
✨Understand Compliance Frameworks
Familiarise yourself with compliance frameworks relevant to the Financial Services sector. Be ready to discuss how these frameworks apply to the role and share any experiences you have in working within such structures. This knowledge will highlight your suitability for the position.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills and ethical decision-making. Think of scenarios where you had to resolve compliance issues or improve processes. Articulating your thought process will demonstrate your solution-oriented mindset.
✨Demonstrate Your Communication Skills
Effective communication is key in this role. Be prepared to discuss how you've communicated complex information to various stakeholders in the past. Highlight your ability to convey messages clearly and concisely, as this will be crucial when liaising with Regulatory Officers and other team members.
