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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with a focus on regulatory excellence and career growth.
- Benefits: Enjoy a fixed contract with potential for permanent placement and long-term career opportunities.
- Why this job: Make an impact by ensuring compliance and working closely with senior management and regulators.
- Qualifications: 4-8 years in compliance, preferably in hedge funds, with knowledge of MiFID II regulations.
- Other info: Start date is June or July 2025; this is not a freelance role.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events or webinars where you can meet compliance officers and other key players. Building these connections can provide insights into the company culture and may even lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to demonstrate your commitment to continuous learning, which is crucial for a Compliance Officer role.
✨Tip Number 3
Prepare to discuss specific compliance challenges faced by hedge funds during interviews. Think about how you would approach these issues and be ready to share your past experiences in overcoming similar challenges.
✨Tip Number 4
Research the hedge fund's history and its compliance track record. Understanding their previous compliance issues or successes can help you tailor your conversation and show that you're genuinely interested in contributing to their team.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Compliance Officer position. Make sure you understand the key responsibilities and qualifications required, especially regarding MiFID II regulations and hedge fund experience.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance roles, particularly in hedge funds. Emphasise your knowledge of MiFID II and any specific achievements that demonstrate your ability to develop and implement compliance policies.
Craft a Compelling Cover Letter: Write a cover letter that connects your experience directly to the job requirements. Use specific examples to illustrate how you've successfully managed compliance issues in the past and how you can contribute to the firm's success.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will show your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Be ready to provide specific examples of how you've developed and implemented compliance policies or conducted audits.
✨Demonstrate Communication Skills
As a Compliance Officer, you'll need to communicate effectively with various departments and external regulators. Prepare to discuss how you've successfully provided guidance and support in past roles.
✨Stay Updated on Regulatory Changes
Show that you are proactive about keeping up with regulatory changes. Discuss any recent updates in compliance requirements and how you would ensure the firm remains compliant with evolving standards.
