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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with a focus on regulatory excellence and career growth.
- Benefits: Enjoy a fixed contract with potential for permanent placement and long-term career opportunities.
- Why this job: Make an impact by ensuring compliance and working closely with senior management and regulators.
- Qualifications: 4-8 years in compliance, preferably in hedge funds, with knowledge of MiFID II regulations.
- Other info: This is a full-time role starting in June or July 2025.
The predicted salary is between 48000 - 84000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events or webinars where you can meet compliance officers and other key players. Building these connections can provide insights into the company culture and may even lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to engage with current discussions. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare for potential interview questions by reviewing common compliance scenarios and how you would handle them. Think about specific examples from your past experience that showcase your problem-solving skills and ability to navigate complex regulatory environments.
✨Tip Number 4
Research the hedge fund's history, values, and recent news. Understanding their business model and any challenges they face can help you tailor your responses during interviews, showing that you're genuinely interested in contributing to their success.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a hedge fund. Familiarise yourself with MiFID II regulations and how they apply to the role.
Tailor Your CV: Highlight your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II and any specific equities products you've worked with.
Craft a Strong Cover Letter: In your cover letter, explain why you're a great fit for this position. Mention your years of experience, your understanding of compliance policies, and how you can contribute to the firm's regulatory adherence.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations before the interview. Being able to discuss these in detail will demonstrate your expertise and show that you are serious about the compliance role.
✨Showcase Your Experience
Prepare specific examples from your previous roles, especially in hedge funds, where you successfully implemented compliance policies or conducted audits. This will help illustrate your hands-on experience and problem-solving skills.
✨Understand the Company Culture
Research the hedge fund's values and culture. Tailor your responses to align with their mission and demonstrate how you can contribute positively to their team dynamics.
✨Prepare Questions
Have insightful questions ready for the interviewers about their compliance challenges and how they handle regulatory changes. This shows your proactive approach and genuine interest in the role.
