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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with a focus on regulatory excellence and career growth.
- Benefits: Enjoy a fixed contract with potential for permanent placement and long-term career opportunities.
- Why this job: Make an impact by ensuring compliance and working closely with senior management and regulators.
- Qualifications: Bring 4-8 years of compliance experience, especially in hedge funds and knowledge of MiFID II.
- Other info: Start date is June or July 2025; this is not a freelance role.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events, webinars, or conferences where you can meet compliance officers and other key players. Building these connections can provide valuable insights and potentially lead to job referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or follow thought leaders on social media to ensure you're well-informed and can discuss current trends during interviews.
✨Tip Number 3
Prepare for interviews by familiarising yourself with the specific compliance challenges faced by hedge funds. Be ready to discuss how your previous experience aligns with these challenges and how you can contribute to the firm's compliance efforts.
✨Tip Number 4
Consider obtaining additional certifications related to compliance or financial regulations. This not only enhances your qualifications but also demonstrates your commitment to the field, making you a more attractive candidate for the Compliance Officer role.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a hedge fund. Familiarise yourself with MiFID II regulations and how they apply to the role.
Tailor Your CV: Highlight your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II and any specific equities products you've worked with.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the job requirements. Mention your experience in developing compliance policies and conducting audits.
Proofread Your Application: Ensure that your CV and cover letter are free from errors. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will show your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Be ready to provide specific examples of how you've developed and implemented compliance policies or conducted audits.
✨Demonstrate Communication Skills
As a Compliance Officer, you'll need to communicate effectively with various teams and external regulators. Prepare to discuss how you've successfully provided guidance and support in past roles, showcasing your ability to convey complex information clearly.
✨Stay Updated on Regulatory Changes
Show your commitment to staying informed about evolving compliance requirements. Discuss any recent changes in regulations that could affect the firm and how you would manage these changes to ensure ongoing compliance.
