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- Tasks: Ensure compliance with regulations and support teams in maintaining standards.
- Company: Join a dynamic hedge fund with potential for long-term career growth.
- Benefits: Enjoy a fixed contract with the possibility of permanent extension.
- Why this job: Be part of a crucial role that shapes the firm's integrity and reputation.
- Qualifications: 4-8 years in compliance, preferably within a hedge fund, with MiFID II knowledge.
- Other info: Start date is June or July 2025; this is not a freelance position.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events or webinars where you can meet compliance officers and other key players. Building these connections can provide insights into the company culture and may even lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to demonstrate your commitment to continuous learning, which is crucial for a Compliance Officer role.
✨Tip Number 3
Prepare to discuss specific compliance challenges faced by hedge funds during interviews. Think about how you would approach these issues and be ready to share your past experiences in overcoming similar challenges.
✨Tip Number 4
Research the hedge fund's history, values, and recent news. Understanding their operations and compliance landscape will help you tailor your discussions and show genuine interest in the firm during interviews.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a hedge fund. Familiarise yourself with MiFID II regulations and how they apply to the role.
Tailor Your CV: Highlight your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II and any specific equities products you've worked with.
Craft a Strong Cover Letter: In your cover letter, explain why you're a great fit for this position. Mention your years of experience, your understanding of compliance policies, and how you can contribute to the firm's regulatory adherence.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations before the interview. Being able to discuss these in detail will demonstrate your expertise and show that you are serious about the compliance role.
✨Showcase Your Experience
Prepare specific examples from your previous roles, especially in hedge funds, where you successfully implemented compliance policies or conducted audits. This will help illustrate your hands-on experience and problem-solving skills.
✨Understand the Company Culture
Research the hedge fund's values and culture. Tailor your responses to align with their mission and demonstrate how you can contribute positively to their team dynamics.
✨Prepare Questions
Have insightful questions ready for the interviewers about their compliance challenges and how they measure success in this role. This shows your genuine interest in the position and helps you assess if it's the right fit for you.
