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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with a focus on regulatory excellence and career growth.
- Benefits: Enjoy a fixed contract with potential for permanent placement and long-term career opportunities.
- Why this job: Make an impact by ensuring compliance and working closely with senior management and regulators.
- Qualifications: Bring 4-8 years of compliance experience, especially in hedge funds and knowledge of MiFID II.
- Other info: Start date is June or July 2025; this is not a freelance role.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant conferences or seminars where you can meet compliance officers and other key players. Building these connections can provide valuable insights and potentially lead to job referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to engage with current discussions, which will demonstrate your commitment and knowledge during interviews.
✨Tip Number 3
Prepare for potential interviews by familiarising yourself with common compliance scenarios specific to hedge funds. Think about how you would handle various compliance challenges and be ready to discuss your thought process and past experiences.
✨Tip Number 4
Research the hedge fund you're applying to thoroughly. Understand their investment strategies, compliance culture, and any recent news. This knowledge will help you tailor your conversations and show genuine interest in the firm during interviews.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Compliance Officer position. Make sure you understand the key responsibilities and qualifications required, especially regarding MiFID II regulations and hedge fund experience.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance roles, particularly in hedge funds. Emphasise your knowledge of MiFID II and any specific achievements that demonstrate your ability to develop and implement compliance policies.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your passion for compliance and your understanding of the regulatory landscape. Mention how your previous experiences align with the responsibilities of the role and express your enthusiasm for the opportunity.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Officer.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will demonstrate your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Use specific examples to illustrate how you've successfully implemented compliance measures or handled regulatory challenges.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex compliance issues and be ready to share those stories.
✨Engage with the Interviewers
Demonstrate your communication skills by engaging with the interviewers. Ask insightful questions about their compliance culture and how they handle regulatory changes, showing your genuine interest in the role and the company.
