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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with opportunities for career growth and development.
- Benefits: Enjoy a fixed contract with potential for permanent placement and a supportive work culture.
- Why this job: Make an impact by ensuring regulatory compliance while working with industry experts.
- Qualifications: 4-8 years in compliance, preferably in hedge funds, with knowledge of MiFID II regulations.
- Other info: Start date is June or July 2025; this is a long-term career opportunity.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant conferences, webinars, or local meetups to connect with compliance officers and industry experts. This can help you gain insights into the role and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and other compliance-related news. Subscribe to industry newsletters or follow relevant blogs to demonstrate your knowledge during interviews and discussions.
✨Tip Number 3
Consider joining professional associations related to compliance and finance. Being a member can provide access to exclusive job postings, resources, and networking opportunities that can enhance your chances of landing the job.
✨Tip Number 4
Prepare for potential interviews by familiarising yourself with common compliance scenarios and case studies in the hedge fund sector. Practising how you would handle specific compliance challenges can set you apart from other candidates.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II regulations and any specific achievements that demonstrate your ability to develop and implement compliance policies.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the Compliance Officer role and explain why you are a great fit. Mention your years of experience, your familiarity with regulatory requirements, and how you can contribute to the firm's compliance efforts.
Showcase Relevant Skills: When detailing your experience, focus on skills that are crucial for the role, such as conducting compliance monitoring, managing regulatory changes, and working with external regulators. Use specific examples to illustrate your expertise.
Proofread Your Application: Before submitting your application, carefully proofread all documents to ensure there are no spelling or grammatical errors. A polished application reflects your attention to detail, which is essential for a Compliance Officer.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will demonstrate your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Use specific examples to illustrate how you've successfully implemented compliance measures or handled regulatory challenges.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex compliance issues and be ready to share those stories.
✨Engage with the Interviewers
Demonstrate your communication skills by engaging with the interviewers. Ask insightful questions about their compliance culture and how they handle regulatory changes, showing your genuine interest in the role and the company.
