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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with opportunities for career growth and stability.
- Benefits: Enjoy a fixed contract with potential for permanent placement and a supportive work culture.
- Why this job: Make an impact by ensuring regulatory compliance while working with industry experts.
- Qualifications: 4-8 years in compliance, preferably in hedge funds, with knowledge of MiFID II regulations.
- Other info: Start date is June or July 2025; this is a long-term career opportunity.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events, webinars, or conferences where you can meet compliance officers and other key players. Building these connections can provide valuable insights and potentially lead to job referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to engage with current discussions. This knowledge will not only enhance your expertise but also demonstrate your commitment to the role during interviews.
✨Tip Number 3
Consider reaching out to current or former employees of the hedge fund you're applying to. They can provide insider information about the company culture and expectations for the Compliance Officer role, which can help you tailor your approach during the interview process.
✨Tip Number 4
Prepare for potential case studies or scenario-based questions during interviews. Think about how you would handle specific compliance challenges that a hedge fund might face. Demonstrating your problem-solving skills in real-world situations can set you apart from other candidates.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II regulations and any specific achievements that demonstrate your ability to develop and implement compliance policies.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the Compliance Officer role and explain why you are a great fit. Mention your years of experience, your familiarity with regulatory requirements, and how you can contribute to the firm's compliance efforts.
Showcase Relevant Skills: When detailing your experience, focus on skills that are crucial for the role, such as conducting compliance monitoring, managing regulatory changes, and working with external regulators. Use specific examples to illustrate your expertise.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is essential for a Compliance Officer.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will show your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Be ready to provide specific examples of how you've developed and implemented compliance policies or conducted audits.
✨Demonstrate Communication Skills
As a Compliance Officer, you'll need to communicate effectively with various teams and external regulators. Prepare to discuss how you've successfully provided guidance and support in past roles, showcasing your ability to convey complex information clearly.
✨Stay Updated on Regulatory Changes
Show that you are proactive about keeping up with regulatory changes. Discuss any recent updates in compliance requirements and how you would ensure the firm remains compliant, demonstrating your commitment to continuous learning in the field.
