Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance with regulations and support teams in maintaining standards.
- Company: Join a dynamic hedge fund with potential for long-term career growth.
- Benefits: Enjoy a fixed contract with the possibility of permanent extension.
- Why this job: Be part of a reputable firm making an impact in the finance industry.
- Qualifications: 4-8 years in compliance, preferably in a hedge fund, with MiFID II knowledge.
- Other info: Start date is June or July 2025; this is not a freelance role.
The predicted salary is between 48000 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarise yourself with MiFID II regulations and current compliance trends in the hedge fund industry. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing regulatory environment.
✨Tip Number 2
Network with professionals already working in compliance roles within hedge funds. Attend industry events or join relevant online forums to connect with potential colleagues who can provide insights and possibly refer you to opportunities at their firms.
✨Tip Number 3
Prepare for the interview by thinking of specific examples from your past experience that showcase your ability to develop and implement compliance policies. Be ready to discuss how you've handled compliance challenges and what strategies you used to ensure adherence to regulations.
✨Tip Number 4
Research the hedge fund's history, values, and recent news. Understanding their business model and any recent regulatory changes affecting them will allow you to tailor your responses and show genuine interest in the firm during the interview process.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II regulations and any specific achievements that demonstrate your ability to develop and implement compliance policies.
Craft a Strong Cover Letter: In your cover letter, explain why you are interested in the Compliance Officer position and how your background aligns with the key responsibilities outlined in the job description. Use specific examples from your previous roles to illustrate your expertise.
Highlight Relevant Skills: When detailing your experience, focus on skills that are crucial for the role, such as conducting compliance monitoring, managing regulatory changes, and working with external regulators. This will show that you understand the demands of the position.
Proofread Your Application: Before submitting your application, carefully proofread all documents to ensure there are no spelling or grammatical errors. A polished application reflects your attention to detail, which is essential for a Compliance Officer.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations before the interview. Being able to discuss these in detail will show your expertise and readiness for the role.
✨Showcase Your Experience
Prepare specific examples from your previous roles, especially in hedge funds, that demonstrate your compliance knowledge and how you've successfully implemented policies or handled audits.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and challenges they face. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
✨Demonstrate Communication Skills
As a Compliance Officer, you'll need to communicate effectively with various teams. Be ready to discuss how you've provided guidance and support in past roles, highlighting your ability to simplify complex regulations.
