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- Tasks: Ensure compliance with regulations and support teams in adhering to industry standards.
- Company: Join a dynamic hedge fund offering long-term career growth and stability.
- Benefits: Enjoy a fixed contract with potential for permanent placement and professional development.
- Why this job: Be part of a reputable firm making an impact in the finance sector while developing your skills.
- Qualifications: 4-8 years in compliance, preferably within a hedge fund, with knowledge of MiFID II.
- Other info: Start date is June or July 2025; this is not a freelance position.
The predicted salary is between 48000 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events or webinars where you can meet compliance officers and other key players. Building these connections can give you insights into the company culture and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to demonstrate your commitment to continuous learning, which is crucial for a Compliance Officer role.
✨Tip Number 3
Prepare for potential interviews by familiarising yourself with common compliance scenarios in hedge funds. Think about how you would handle specific compliance challenges and be ready to discuss your past experiences that relate to these situations.
✨Tip Number 4
Research the hedge fund's history, values, and recent news. Understanding their operations and any compliance issues they may have faced can help you tailor your discussions and show your genuine interest in the firm during interviews.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II regulations and any specific achievements in previous roles.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying to this specific role. Mention how your background aligns with the key responsibilities listed in the job description and express your enthusiasm for the opportunity.
Showcase Relevant Skills: In your application, clearly demonstrate your skills in compliance monitoring, internal audits, and regulatory filings. Use specific examples from your past experiences to illustrate your capabilities.
Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will demonstrate your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Be ready to provide specific examples of how you've developed and implemented compliance policies or conducted audits.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you resolved them, particularly in relation to trading activities and regulatory standards.
✨Engage with the Interviewers
Demonstrate your communication skills by engaging with the interviewers. Ask insightful questions about their compliance culture and how they handle regulatory changes, showing your genuine interest in the role and the company.
