Trading Compliance Officer - London UK
Trading Compliance Officer - London UK

Trading Compliance Officer - London UK

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support trading activities with compliance guidance and oversight in a dynamic market.
  • Company: Leading commodities brokerage firm in London with a focus on compliance and trading.
  • Benefits: Competitive compensation, exposure to senior leadership, and a chance to shape compliance frameworks.
  • Why this job: Be a trusted advisor and make a real impact in the fast-paced world of trading.
  • Qualifications: Experience with physical commodities and strong understanding of FCA regulations.
  • Other info: Join a culture that values expertise, accountability, and offers excellent career growth.

The predicted salary is between 36000 - 60000 £ per year.

Overview

Join a leading commodities brokerage firm in London as a Trading Compliance Officer, where you\’ll play a visible role supporting front-office activity in crude and products. This is a chance to step into a trusted advisor position at the intersection of compliance and commercial trading.

Responsibilities

Support front-office trading activity in crude and products with compliance guidance and oversight. Act as a trusted advisor on regulatory requirements and risk controls relevant to trading, and contribute to developing and maintaining compliant processes in a fast-moving market.

What you\’ll bring

  • Experience with physical commodities (oil strongly preferred)
  • Strong understanding of FCA regulations and futures exchanges
  • Proven track record in compliance and regulatory oversight
  • SMF 16/17 designations are a strong advantage

What’s on offer

  • A seat at the table with direct exposure to senior leadership and traders
  • The opportunity to shape and enhance compliance frameworks in a fast-moving market
  • A culture that values expertise, accountability, and impact
  • Competitive compensation and benefits package

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Trading Compliance Officer - London UK employer: Optimus

Join a dynamic and forward-thinking commodities brokerage firm in London, where you will be empowered to make a significant impact as a Trading Compliance Officer. With a culture that prioritises expertise and accountability, you will have direct access to senior leadership and traders, along with opportunities for professional growth and development in a fast-paced environment. Enjoy a competitive compensation package and the chance to shape compliance frameworks that drive success in the trading sector.
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Contact Detail:

Optimus Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Trading Compliance Officer - London UK

✨Tip Number 1

Network like a pro! Reach out to industry professionals on LinkedIn or attend relevant events. We can’t stress enough how important it is to make connections that could lead to job opportunities.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of FCA regulations and trading compliance. We recommend practising common interview questions and scenarios related to the role, so you can showcase your expertise confidently.

✨Tip Number 3

Don’t just apply anywhere; focus on companies that align with your values and career goals. We suggest checking out our website for openings that match your skills and interests, especially in commodities trading.

✨Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. We believe this small gesture can help you stand out from the crowd.

We think you need these skills to ace Trading Compliance Officer - London UK

Compliance Guidance
Regulatory Requirements
Risk Controls
FCA Regulations
Futures Exchanges
Physical Commodities Knowledge
SMF 16/17 Designations
Regulatory Oversight
Process Development
Commercial Trading Understanding
Advisory Skills
Stakeholder Engagement
Fast-Moving Market Adaptability

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Trading Compliance Officer role. Highlight your experience with physical commodities, especially oil, and showcase your understanding of FCA regulations. We want to see how your background aligns with what we’re looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Talk about your proven track record in compliance and regulatory oversight, and how you can contribute to our team. Remember, we love a good story!

Showcase Relevant Experience: When filling out your application, make sure to highlight any relevant experience you have with compliance and risk controls in trading. We’re looking for someone who can act as a trusted advisor, so don’t hold back on sharing your achievements in this area!

Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to provide all the necessary information in one go. Plus, it shows us you’re serious about joining our team!

How to prepare for a job interview at Optimus

✨Know Your Commodities

Make sure you brush up on your knowledge of physical commodities, especially oil. Be prepared to discuss recent market trends and how they impact compliance. This will show that you’re not just familiar with the regulations but also understand the trading environment.

✨FCA Regulations Are Key

Since a strong understanding of FCA regulations is crucial for this role, take some time to review the latest updates and how they apply to trading activities. Being able to cite specific regulations during your interview will demonstrate your expertise and readiness for the position.

✨Showcase Your Compliance Experience

Prepare examples from your past roles where you successfully navigated compliance challenges or improved processes. Highlight any experience with SMF 16/17 designations, as this could set you apart from other candidates. Real-life scenarios can make your answers more impactful.

✨Engage with the Interviewers

Don’t hesitate to ask insightful questions about the company’s compliance frameworks and how they adapt to market changes. This shows your genuine interest in the role and helps you assess if the company culture aligns with your values. Remember, it’s a two-way street!

Trading Compliance Officer - London UK
Optimus
Location: London
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