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For Companies At a Glance
- Tasks: Support compliance monitoring and deliver insightful reports to management.
- Company: Join a leading wealth management firm focused on compliance excellence.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Make a real difference in compliance while growing your career in finance.
- Qualifications: Experience in compliance monitoring and strong communication skills required.
- Other info: Dynamic role with opportunities for personal and professional growth.
The predicted salary is between 36000 - 60000 £ per year.
This position will provide high quality compliance monitoring support to the businesses regulated entities undertaking monitoring functions, management information reporting, some advisory support and carrying on ad hoc Compliance projects. You should preferably have prior compliance monitoring experience within the wealth management space as well as strong communication skills.
Responsibilities
- Assist with the management and delivery of all aspects of compliance monitoring
- Determine the scope and testing approach for reviews
- Conduct thorough Compliance Monitoring reviews covering a range of activities across all business areas. (Specifically including discretionary investment management, investment restrictions, and advice mandates.)
- Provide written reports for management and key business stakeholders to include details of findings and recommended actions
- Track progress of compliance monitoring against the annual plan and report to management
- Prepare management information for senior management and relevant committees
- Ad-hoc duties as required
Skills
- Strong work ethic with a commitment to continuous personal development
- Excellent organisational and time management capabilities, able to manage multiple tasks and tight deadlines under pressure
- Strong and proven problem solving and reporting skills
- Attention to detail and able to interpret regulations and apply them
- Strong communication and interpersonal skills
- Knowledge of relevant regulations
Compliance Analyst employer: Optimus E2E Ltd
Contact Detail:
Optimus E2E Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and wealth management sectors. Attend industry events or webinars, and don’t be shy about sliding into DMs on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge. Make sure you can discuss regulations and monitoring processes confidently. We recommend practising common interview questions with a friend or even in front of the mirror to nail that delivery!
✨Tip Number 3
Showcase your problem-solving skills! During interviews, share specific examples of how you've tackled compliance challenges in the past. This will demonstrate your ability to think critically and adapt to new situations, which is key for a Compliance Analyst.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you. Plus, it’s a great way to ensure your application gets seen by the right people. Let’s get you that Compliance Analyst role!
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight any previous compliance monitoring experience, especially in wealth management, and showcase your strong communication skills. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit us at StudySmarter. Be specific about your experiences and how they relate to the responsibilities listed in the job description.
Showcase Your Problem-Solving Skills: In your application, don’t forget to mention examples of how you've tackled compliance challenges in the past. We love candidates who can demonstrate their problem-solving abilities, so share those stories that highlight your attention to detail and analytical thinking.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining the StudySmarter team!
How to prepare for a job interview at Optimus E2E Ltd
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations, especially those relevant to wealth management. Familiarise yourself with the specific areas mentioned in the job description, like discretionary investment management and advice mandates, so you can speak confidently about them.
✨Showcase Your Communication Skills
Since strong communication is key for this role, practice articulating your thoughts clearly. Prepare examples of how you've effectively communicated findings or recommendations in past roles, as this will demonstrate your ability to engage with stakeholders.
✨Be Organised and Ready
Given the need for excellent organisational skills, come prepared with a structured approach to your interview. Bring a list of questions about the compliance monitoring process and be ready to discuss how you manage multiple tasks under pressure.
✨Demonstrate Problem-Solving Abilities
Think of specific instances where you've tackled compliance issues or challenges. Be ready to share these examples during the interview, highlighting your analytical skills and attention to detail, which are crucial for a Compliance Analyst.
