Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance monitoring and deliver insightful reports to management.
- Company: Join a leading firm in wealth management with a focus on compliance.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Make a difference in compliance while developing your skills in a dynamic industry.
- Qualifications: Experience in compliance monitoring and strong communication skills required.
- Other info: Opportunity for growth in a fast-paced, collaborative setting.
The predicted salary is between 36000 - 60000 £ per year.
This position will provide high quality compliance monitoring support to the businesses regulated entities undertaking monitoring functions, management information reporting, some advisory support and carrying on ad hoc Compliance projects. You should preferably have prior compliance monitoring experience within the wealth management space as well as strong communication skills.
Responsibilities:
- Assist with the management and delivery of all aspects of compliance monitoring
- Determine the scope and testing approach for reviews
- Conduct thorough Compliance Monitoring reviews covering a range of activities across all business areas. (Specifically including discretionary investment management, investment restrictions, and advice mandates.)
- Provide written reports for management and key business stakeholders to include details of findings and recommended actions
- Track progress of compliance monitoring against the annual plan and report to management
- Prepare management information for senior management and relevant committees
- Ad-hoc duties as required
Skills:
- Strong work ethic with a commitment to continuous personal development
- Excellent organisational and time management capabilities, able to manage multiple tasks and tight deadlines under pressure
- Strong and proven problem solving and reporting skills
- Attention to detail and able to interpret regulations and apply them
- Strong communication and interpersonal skills
- Knowledge of relevant regulations
Compliance Analyst employer: Optimus E2E Ltd
Contact Detail:
Optimus E2E Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those in wealth management. A casual chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge. Be ready to discuss specific regulations and how you've applied them in past roles. We want to see that you can think on your feet!
✨Tip Number 3
Showcase your problem-solving skills! During interviews, share examples of how you've tackled compliance challenges. This will highlight your analytical abilities and attention to detail.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance monitoring experience, especially in wealth management. We want to see how your skills align with the responsibilities listed in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your previous experiences make you a great fit for this role. Keep it concise but impactful.
Showcase Your Communication Skills: Since strong communication is key for this role, consider including examples of how you've effectively communicated findings or recommendations in past positions. We love clear and concise reporting!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team!
How to prepare for a job interview at Optimus E2E Ltd
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations, especially those relevant to wealth management. Familiarise yourself with the specific areas mentioned in the job description, like discretionary investment management and advice mandates. This will show that you're not just interested in the role but also knowledgeable about the industry.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think of examples from your past experience where you've successfully navigated compliance challenges. This will demonstrate your problem-solving skills and ability to apply regulations effectively.
✨Show Off Your Communication Skills
Since strong communication is key for this role, practice articulating your thoughts clearly and concisely. You might be asked to explain complex compliance issues, so being able to break them down into understandable terms will impress your interviewers.
✨Bring Your Organisational A-Game
Highlight your time management and organisational skills during the interview. Be ready to discuss how you prioritise tasks and manage tight deadlines, as these are crucial for a Compliance Analyst. Consider sharing a specific example where you successfully juggled multiple responsibilities.
