At a Glance
- Tasks: Support compliance programs and monitor regulatory risks in a dynamic environment.
- Company: Join Optima Partners, a global firm valuing its people as its greatest asset.
- Benefits: Remote work, competitive salary of £30,000, and opportunities for professional growth.
- Other info: Equal opportunity employer committed to diversity and inclusion.
- Why this job: Develop expertise in compliance while making a real impact in a collaborative team.
- Qualifications: University degree and strong analytical, communication, and organisational skills.
The predicted salary is between 30000 - 30000 £ per year.
Optima Partners is a global firm that recognizes its people as its greatest asset. We are committed to building a strong, stable team of compliance professionals who take pride in delivering high-quality, detail-oriented work in a highly regulated environment.
This Analyst role is designed for individuals who are interested in developing deep technical expertise in surveillance, monitoring, and regulatory compliance processes. The position focuses specifically on employee trade surveillance, electronic communications monitoring, and expert network call reviews for regulated investment management firms.
We value consistency, accuracy and sound judgement. The role offers structured responsibilities within a collaborative global team, providing long-term stability and the opportunity to become a subject matter specialist in compliance monitoring and surveillance activities. This is a full-time remote opportunity. Total starting compensation: £30,000 per annum.
Responsibilities
- Compliance Analysts support Senior Compliance Consultants in the development, implementation, and ongoing maintenance of compliance programs for a range of regulated investment management firms, including but not limited to:
- Conducting expert network chaperoning and reviewing expert network calls to identify and escalate potential regulatory risks
- Performing electronic communications surveillance and related monitoring activities
- Reviewing marketing materials and social media content for regulatory compliance
- Supporting anti-money laundering (AML) monitoring and regulatory filings, where required
- Analyzing clients’ books and records to identify potential compliance breaches or conduct risks
- Reviewing personal account dealing, gifts and entertainment, outside business interests, and conflicts of interest as part of ongoing monitoring programs
- Assisting with the execution of compliance monitoring reviews, including reviewing policies and procedures and drafting reports summarizing findings and recommendations
Requirements
- University degree
- Excellent written and verbal communication skills
- Strong analytical, research, and problem-solving skills
- Ability to work independently and collaboratively within a team
- Strong organizational skills with the ability to manage multiple projects and shifting priorities
- Ability to quickly understand and apply new regulatory concepts
Equal Opportunities
Optima Partners is committed to providing equal opportunities in employment. We do not discriminate on the basis of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status, age, or disability.
Compliance Analyst in Telford employer: Optima Partners
Optima Partners is an exceptional employer that prioritises the growth and development of its compliance professionals in a supportive and collaborative remote work environment. With a strong focus on employee trade surveillance and regulatory compliance, we offer structured responsibilities that foster deep technical expertise while ensuring long-term stability and career advancement opportunities. Join us to be part of a global team that values accuracy, sound judgement, and the continuous pursuit of excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in Telford
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Optima Partners on LinkedIn. A friendly chat can give you insider info and might just get your foot in the door.
✨Tip Number 2
Prepare for the interview by brushing up on compliance regulations and recent industry news. Show us that you're not just interested in the role, but that you’re passionate about compliance and ready to dive deep!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to analytical skills and problem-solving. We want to see how you think on your feet, so be ready to share examples from your past experiences.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re serious about joining our team.
We think you need these skills to ace Compliance Analyst in Telford
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Analyst role. Highlight your relevant experience and skills that match the job description, especially in areas like regulatory compliance and analytical abilities.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful!
Showcase Your Communication Skills:Since strong written communication is key for this role, ensure your application is clear, well-structured, and free of errors. This is your opportunity to demonstrate your attention to detail!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Optima Partners
✨Know Your Compliance Basics
Before the interview, brush up on key compliance concepts and regulations relevant to the role. Understanding employee trade surveillance and electronic communications monitoring will show that you're serious about the position and ready to dive into the details.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you've demonstrated strong analytical and problem-solving skills. Be ready to discuss how you approached complex issues and what the outcomes were, as this is crucial for a Compliance Analyst role.
✨Communicate Clearly and Confidently
Since excellent written and verbal communication skills are essential, practice articulating your thoughts clearly. You might be asked to explain regulatory concepts or compliance processes, so being concise and confident will make a great impression.
✨Demonstrate Team Collaboration
This role involves working closely with a global team, so be prepared to discuss how you've successfully collaborated in the past. Share specific instances where teamwork led to successful compliance outcomes, highlighting your ability to work both independently and as part of a group.
