At a Glance
- Tasks: Support compliance programs and monitor regulatory activities in a dynamic environment.
- Company: Join Optima Partners, a global firm valuing its people as its greatest asset.
- Benefits: Remote work, competitive salary of £30,000, and opportunities for professional growth.
- Other info: Collaborative team culture with long-term stability and career advancement opportunities.
- Why this job: Develop expertise in compliance while making a real impact in a regulated industry.
- Qualifications: University degree with strong communication and analytical skills required.
The predicted salary is between 30000 - 30000 £ per year.
Optima Partners is a global firm that recognizes its people as its greatest asset. We are committed to building a strong, stable team of compliance professionals who take pride in delivering high-quality, detail-oriented work in a highly regulated environment. This Analyst role is designed for individuals who are interested in developing deep technical expertise in surveillance, monitoring, and regulatory compliance processes. The position focuses specifically on employee trade surveillance, electronic communications monitoring, and expert network call reviews for regulated investment management firms. We value consistency, accuracy and sound judgement. The role offers structured responsibilities within a collaborative global team, providing long-term stability and the opportunity to become a subject matter specialist in compliance monitoring and surveillance activities. This is a full-time remote opportunity. Total starting compensation: £30,000 per annum.
Responsibilities
- Compliance Analysts support Senior Compliance Consultants in the development, implementation, and ongoing maintenance of compliance programs for a range of regulated investment management firms, including but not limited to:
- Conducting expert network chaperoning and reviewing expert network calls to identify and escalate potential regulatory risks
- Performing electronic communications surveillance and related monitoring activities
- Reviewing marketing materials and social media content for regulatory compliance
- Supporting anti-money laundering (AML) monitoring and regulatory filings, where required
- Analyzing clients’ books and records to identify potential compliance breaches or conduct risks
- Reviewing personal account dealing, gifts and entertainment, outside business interests, and conflicts of interest as part of ongoing monitoring programs
- Assisting with the execution of compliance monitoring reviews, including reviewing policies and procedures and drafting reports summarizing findings and recommendations
Requirements
- University degree
- Excellent written and verbal communication skills
- Strong analytical, research, and problem-solving skills
- Ability to work independently and collaboratively within a team
- Strong organizational skills with the ability to manage multiple projects and shifting priorities
- Ability to quickly understand and apply new regulatory concepts
Equal Opportunities
Optima Partners is committed to providing equal opportunities in employment. We do not discriminate on the basis of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status, age, or disability.
Compliance Analyst in Portsmouth employer: Optima Partners
Optima Partners is an exceptional employer that prioritises its people, offering a collaborative and supportive work culture for Compliance Analysts. With a focus on professional development, employees have the opportunity to gain deep technical expertise in compliance monitoring while enjoying the flexibility of a full-time remote position. The company fosters long-term stability and growth, making it an ideal place for those seeking meaningful and rewarding careers in a highly regulated environment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in Portsmouth
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Optima Partners on LinkedIn. A friendly chat can give you insider info and might just get your foot in the door.
✨Tip Number 2
Prepare for the interview by brushing up on compliance topics. We recommend diving into recent regulatory changes and how they impact investment management. Show them you’re not just a candidate, but a future expert!
✨Tip Number 3
Practice your STAR technique for answering behavioural questions. Think of specific examples from your past that highlight your analytical skills and attention to detail. This will help you stand out as a strong fit for the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace Compliance Analyst in Portsmouth
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Analyst role. Highlight any relevant experience in compliance, surveillance, or regulatory processes to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful!
Showcase Your Analytical Skills:Since this role requires strong analytical abilities, include examples of how you've used these skills in past roles. Whether it's problem-solving or conducting research, we want to see your thought process!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our team!
How to prepare for a job interview at Optima Partners
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance processes relevant to the role. Familiarise yourself with employee trade surveillance and electronic communications monitoring, as these are key areas for the Compliance Analyst position.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you've demonstrated strong analytical and problem-solving skills. Be ready to discuss how you approached complex compliance issues and what the outcomes were.
✨Communicate Clearly
Since excellent written and verbal communication skills are a must, practice articulating your thoughts clearly. You might be asked to explain regulatory concepts or compliance processes, so being concise and clear will help you stand out.
✨Demonstrate Team Spirit
This role involves collaboration within a global team, so be prepared to discuss how you work well with others. Share examples of successful teamwork and how you’ve contributed to a positive team environment in previous roles.
