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- Tasks: Support Senior Compliance Consultants in developing and maintaining compliance programs for investment firms.
- Company: Join Optima Partners, a global firm that values its people and fosters rapid career growth.
- Benefits: Enjoy a hybrid work schedule, fully funded CISI Diploma, and private medical coverage.
- Why this job: Accelerate your career with training and a collaborative culture in the dynamic financial services industry.
- Qualifications: Recent graduates (2020 onwards) with strong communication, analytical, and multitasking skills.
- Other info: Start date is January 2025; we embrace diversity and equal opportunities.
The predicted salary is between 28800 - 43200 £ per year.
Why Join Us?
Optima Partners is a unique global firm which understand that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer people the chance to move forward quickly in their career within a meritocratic culture.
The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values.
Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as platform to reap the rewards of strong performance. Optima\’s experienced global team will accelerate the Analyst\’s learning and growth by providing frequent training on various topics, shaping the Analyst\’s learning and growth by providing frequent training on various topics, shaping the Analyst\’s career path to becoming an expert compliance professional in the financial services industry.
Responsibilities
Compliance Analysts will support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:
- Registering clients as regulated entities with the Financial Conduct Authority (\”FCA\”) in the UK
- Developing and implementing compliance policies and procedures
- Preparing and maintaining employee certifications on behalf of clients in accordance with the FCA\’s Senior Management Certification Regimes (\”SMCR\”)
- Monitoring employee personal trading activities and electronic communications on behalf of clients
- Monitoring expert network call on behalf of clients
- Performing periodic compliance monitoring testing across specific FCA regulatory conduct of business requirements and regulatory themes, such as personal trading, political contributions, gifts and entertainment, outside business interest, and other conflicts of interest, as part of client\’s compliance monitoring program
- Assisting in annual compliance reviews and mock regulatory thematic reviews and investigations
- Assisting in providing regulatory review support
Requirements
- Recent graduates (2020 and onwards)
- Excellent written and verbal communication skills
- Independent, self-starter, as well as collaborative problem solver
- Strong analytical and research skills
- Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment
- Ability to master new tasks quickly
Benefits
- CISI Diploma fully funded accept from re-sits
- Private medical
- Hybrid work schedule
January 2025 Start Date
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status age or disability.
Optima Partners | Compliance Analyst employer: Optima Partners
Contact Detail:
Optima Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Optima Partners | Compliance Analyst
✨Tip Number 1
Familiarize yourself with the Financial Conduct Authority (FCA) regulations and compliance requirements. Understanding these regulations will not only help you in interviews but also demonstrate your proactive approach to the role.
✨Tip Number 2
Showcase your analytical and research skills by discussing relevant projects or experiences during networking events or informational interviews. This will highlight your ability to tackle complex compliance issues effectively.
✨Tip Number 3
Engage with professionals in the compliance field through LinkedIn or industry events. Building connections can provide insights into the company culture at Optima Partners and may lead to referrals.
✨Tip Number 4
Prepare to discuss how you can contribute to a meritocratic culture. Think of examples where you've taken initiative or led projects, as this aligns with Optima Partners' core values of being proactive and solutions-focused.
We think you need these skills to ace Optima Partners | Compliance Analyst
Some tips for your application 🫡
Understand the Company Culture: Familiarize yourself with Optima Partners' core values such as being proactive, solutions-focused, and dynamic. Reflect these values in your application to show that you align with their culture.
Highlight Relevant Skills: Emphasize your excellent written and verbal communication skills, analytical abilities, and experience with compliance or regulatory environments. Use specific examples to demonstrate how you've applied these skills in past experiences.
Tailor Your CV and Cover Letter: Customize your CV and cover letter to reflect the responsibilities and requirements listed in the job description. Mention your ability to multi-task and prioritize, as well as your independent and collaborative problem-solving skills.
Proofread Your Application: Before submitting, carefully proofread your application materials for any grammatical errors or typos. A polished application reflects your attention to detail, which is crucial for a Compliance Analyst role.
How to prepare for a job interview at Optima Partners
✨Show Your Proactive Attitude
Optima Partners values proactive and solutions-focused individuals. During the interview, share examples of how you've taken initiative in past projects or situations. This will demonstrate that you align with their core values.
✨Highlight Your Analytical Skills
As a Compliance Analyst, strong analytical skills are crucial. Be prepared to discuss specific instances where you've utilized these skills, whether in academic projects or internships, to solve complex problems or conduct thorough research.
✨Demonstrate Team Collaboration
Since the role involves working collaboratively within a global team, emphasize your ability to work well with others. Share experiences where you successfully collaborated on projects, highlighting your communication skills and teamwork.
✨Prepare for Regulatory Knowledge Questions
Familiarize yourself with the Financial Conduct Authority (FCA) regulations and compliance requirements relevant to investment management firms. Being knowledgeable about these topics will show your commitment to the role and readiness to contribute.
