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- Tasks: Support Senior Compliance Consultants in developing and maintaining compliance programs for investment firms.
- Company: Join Optima Partners, a global firm that values its people and fosters career growth.
- Benefits: Competitive salary of £30,000, full training, and a meritocratic culture.
- Why this job: Accelerate your career in compliance with hands-on experience and expert guidance.
- Qualifications: University degree and strong communication skills; CISI diploma funded by us.
- Other info: Dynamic team environment with opportunities for rapid advancement.
The predicted salary is between 24000 - 36000 £ per year.
Why Join Us? Optima Partners is a unique global firm which understands that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer our people the chance to move forward quickly in their career within a meritocratic culture. The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values.
Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as a platform to reap the rewards of strong performance. Optima’s experienced global team will accelerate the Analyst’s learning and growth by providing frequent training on various topics, shaping the Analyst’s career path to becoming an expert compliance professional in the financial services industry. This is a full-time opportunity with 3 days in-office weekly. The total starting compensation is 30,000 GBP annually.
Responsibilities
- Compliance Analysts will support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:
- Registering clients as regulated entities with the Financial Conduct Authority ("FCA") in the UK
- Developing and implementing compliance policies and procedures
- Preparing and maintaining employee certifications on behalf of clients in accordance with the FCA's Senior Management Certification Regimes ("SMCR")
- Monitoring employee personal trading activities and electronic communications on behalf of clients
- Monitoring expert network calls on behalf of clients
- Performing periodic compliance monitoring testing across specific FCA regulatory conduct of business requirements and regulatory themes, such as personal trading, political contributions, gifts and entertainment, outside business interest, and other conflicts of interests, as part of client’s compliance monitoring program
- Assisting in annual compliance reviews and mock regulatory thematic reviews and investigations
- Assisting in providing regulatory review support
Requirements
- University degree
- Expected to complete a CISI diploma fully funded by Optima (except for resits)
- Excellent written and verbal communication skills
- Independent, self-starter, as well as collaborative problem solver
- Strong analytical and research skills
- Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment
- Ability to master new tasks quickly
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
Graduate Compliance Analyst in London employer: Optima Partners
Contact Detail:
Optima Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Graduate Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to current employees at Optima Partners on LinkedIn or through mutual connections. Ask them about their experiences and any tips they might have for landing the Graduate Compliance Analyst role.
✨Tip Number 2
Prepare for the interview by researching the company culture and values. Since Optima Partners values proactive and solutions-focused individuals, think of examples from your past where you demonstrated these traits and be ready to share them.
✨Tip Number 3
Practice your communication skills! As a Compliance Analyst, you'll need to convey complex information clearly. Try mock interviews with friends or use online platforms to refine your verbal and written communication.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're genuinely interested in joining the team at Optima Partners.
We think you need these skills to ace Graduate Compliance Analyst in London
Some tips for your application 🫡
Show Your Enthusiasm: When writing your application, let your passion for compliance and the financial services industry shine through. We want to see that you're excited about the opportunity to grow with us at Optima Partners!
Tailor Your Application: Make sure to customise your CV and cover letter to highlight how your skills and experiences align with the responsibilities of a Graduate Compliance Analyst. We love seeing candidates who take the time to connect their background to what we do.
Be Clear and Concise: Keep your writing straightforward and to the point. We appreciate clarity, so avoid jargon and fluff. Make it easy for us to see why you’d be a great fit for our team!
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity with Optima Partners.
How to prepare for a job interview at Optima Partners
✨Know Your Compliance Basics
Before heading into the interview, brush up on your knowledge of compliance regulations, especially those related to the Financial Conduct Authority (FCA). Being able to discuss these topics confidently will show that you're proactive and solutions-focused, which aligns with what Optima Partners values.
✨Showcase Your Analytical Skills
Prepare examples from your academic or work experience where you've demonstrated strong analytical and research skills. Be ready to discuss how you approached a problem, the steps you took, and the outcome. This will highlight your ability to be an independent, self-starter while also being a collaborative problem solver.
✨Demonstrate Your Communication Skills
Since excellent written and verbal communication is key for this role, practice articulating your thoughts clearly. You might even want to prepare a brief summary of a compliance-related topic to present during the interview. This will showcase your ability to communicate effectively in a team environment.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the training opportunities available or how the team collaborates on compliance projects. This shows your genuine interest in the role and your eagerness to contribute to the dynamic culture at Optima Partners.
