At a Glance
- Tasks: Support compliance programs and conduct surveillance in a dynamic, regulated environment.
- Company: Join Optima Partners, a global firm that values its people as its greatest asset.
- Benefits: Full-time remote role with a starting salary of £30,000 per annum.
- Other info: Collaborative team environment with opportunities for growth and learning.
- Why this job: Develop expertise in compliance while making a real impact in the finance sector.
- Qualifications: University degree and strong analytical, communication, and organisational skills.
The predicted salary is between 30000 - 30000 £ per year.
Optima Partners is a global firm that recognizes its people as its greatest asset. We are committed to building a strong, stable team of compliance professionals who take pride in delivering high-quality, detail-oriented work in a highly regulated environment. This Analyst role is designed for individuals who are interested in developing deep technical expertise in surveillance, monitoring, and regulatory compliance processes. The position focuses specifically on employee trade surveillance, electronic communications monitoring, and expert network call reviews for regulated investment management firms. We value consistency, accuracy and sound judgement. The role offers structured responsibilities within a collaborative global team, providing long-term stability and the opportunity to become a subject matter specialist in compliance monitoring and surveillance activities. This is a full-time remote opportunity. Total starting compensation: £30,000 per annum.
Responsibilities
- Support Senior Compliance Consultants in the development, implementation, and ongoing maintenance of compliance programs for a range of regulated investment management firms.
- Conduct expert network chaperoning and reviewing expert network calls to identify and escalate potential regulatory risks.
- Perform electronic communications surveillance and related monitoring activities.
- Review marketing materials and social media content for regulatory compliance.
- Support anti-money laundering (AML) monitoring and regulatory filings, where required.
- Analyze clients’ books and records to identify potential compliance breaches or conduct risks.
- Review personal account dealing, gifts and entertainment, outside business interests, and conflicts of interest as part of ongoing monitoring programs.
- Assist with the execution of compliance monitoring reviews, including reviewing policies and procedures and drafting reports summarizing findings and recommendations.
Requirements
- University degree.
- Excellent written and verbal communication skills.
- Strong analytical, research, and problem-solving skills.
- Ability to work independently and collaboratively within a team.
- Strong organizational skills with the ability to manage multiple projects and shifting priorities.
- Ability to quickly understand and apply new regulatory concepts.
Equal Opportunities
Optima Partners is committed to providing equal opportunities in employment. We do not discriminate on the basis of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status, age, or disability.
Compliance Analyst employer: Optima Partners
Optima Partners is an exceptional employer that prioritises the growth and development of its compliance professionals in a supportive, remote work environment. With a strong emphasis on collaboration and expertise, employees are encouraged to deepen their technical knowledge in regulatory compliance while enjoying a stable career path. The company fosters a culture of inclusivity and equal opportunity, making it an ideal place for those seeking meaningful and rewarding employment in the compliance sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Optima Partners on LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by brushing up on compliance topics. We recommend diving into recent regulatory changes and industry news. Showing that you're up-to-date will impress the hiring team and demonstrate your commitment.
✨Tip Number 3
Practice your STAR technique for answering behavioural questions. Think of specific situations where you've demonstrated skills like problem-solving or teamwork. This will help you articulate your experiences clearly during the interview.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team at Optima Partners.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Analyst role. Highlight relevant experience and skills that match the job description, like your analytical abilities and communication skills. We want to see how you can contribute to our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for us. Be specific about what excites you about the role and our company.
Showcase Your Attention to Detail:In compliance, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their work accurately and professionally.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Optima Partners
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance processes relevant to the role. Familiarise yourself with employee trade surveillance and electronic communications monitoring, as these are key areas for the position.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you've demonstrated strong analytical and problem-solving skills. Be ready to discuss how you approached complex compliance issues and what the outcomes were.
✨Communicate Clearly
Since excellent written and verbal communication is crucial, practice articulating your thoughts clearly. You might be asked to explain complex regulatory concepts, so being concise and clear will help you stand out.
✨Demonstrate Team Spirit
This role involves collaboration, so be prepared to discuss how you work within a team. Share examples of successful teamwork and how you’ve contributed to achieving common goals in previous roles.
