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- Tasks: Support Senior Compliance Consultants in developing and maintaining compliance programs for investment management firms.
- Company: Join Optima Partners, a global firm that values its people and fosters rapid career growth.
- Benefits: Enjoy a fully funded CISI Diploma, private medical insurance, and a hybrid work schedule.
- Why this job: Accelerate your career with training and a collaborative culture in the dynamic financial services industry.
- Qualifications: Recent graduates (2021 and onwards) with strong communication, analytical, and multitasking skills.
- Other info: Start date is ASAP; we embrace diversity and equal opportunities in employment.
The predicted salary is between 28800 - 48000 £ per year.
Why Join Us?
Optima Partners is a unique global firm which understand that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer people the chance to move forward quickly in their career within a meritocratic culture.
The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values.
Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as platform to reap the rewards of strong performance. Optima's experienced global team will accelerate the Analyst's learning and growth by providing frequent training on various topics, shaping the Analyst's learning and growth by providing frequent training on various topics, shaping the Analyst's career path to becoming an expert compliance professional in the financial services industry.
Responsibilities
Compliance Analysts will support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:
- Registering clients as regulated entities with the Financial Conduct Authority (“FCA”) in the UK
- Developing and implementing compliance policies and procedures
- Preparing and maintaining employee certifications on behalf of clients in accordance with the FCA's Senior Management Certification Regimes (“SMCR”)
- Monitoring employee personal trading activities and electronic communications on behalf of clients
- Monitoring expert network call on behalf of clients
- Performing periodic compliance monitoring testing across specific FCA regulatory conduct of business requirements and regulatory themes, such as personal trading, political contributions, gifts and entertainment, outside business interest, and other conflicts of interest, as part of client's compliance monitoring program
- Assisting in annual compliance reviews and mock regulatory thematic reviews and investigations
- Assisting in providing regulatory review support
Requirements
- Recent graduates (2021 and onwards)
- Excellent written and verbal communication skills
- Independent, self-starter, as well as collaborative problem solver
- Strong analytical and research skills
- Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment
- Ability to master new tasks quickly
Benefits
- CISI Diploma fully funded accept from re-sits
- Private medical
- Hybrid work schedule
Start Date ASAP
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status age or disability.
Compliance Analyst employer: Optima Partners
Contact Detail:
Optima Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarize yourself with the Financial Conduct Authority (FCA) regulations and compliance frameworks. Understanding these will not only help you in interviews but also demonstrate your proactive approach to the role.
✨Tip Number 2
Showcase your analytical skills by discussing any relevant projects or experiences where you had to solve complex problems. This aligns with the dynamic and solutions-focused culture that Optima Partners values.
✨Tip Number 3
Network with current or former employees of Optima Partners on platforms like LinkedIn. Engaging with them can provide insights into the company culture and may even lead to a referral.
✨Tip Number 4
Prepare for potential case studies or situational questions during the interview process. Being able to demonstrate your thought process in real-world compliance scenarios will set you apart as a candidate.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Company Culture: Before applying, take some time to understand Optima Partners' values and culture. Highlight how your proactive and solutions-focused mindset aligns with their team dynamics in your application.
Tailor Your CV: Make sure your CV reflects your recent academic achievements and any relevant experience. Emphasize your analytical skills and ability to work collaboratively, as these are key traits they are looking for.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the Compliance Analyst role and how you can contribute to the team. Mention specific skills that match the job description, such as your communication abilities and problem-solving skills.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors and that your writing is clear and concise, showcasing your excellent written communication skills.
How to prepare for a job interview at Optima Partners
✨Show Your Proactive Mindset
Optima Partners values proactive and solutions-focused individuals. Be prepared to discuss examples from your past where you took initiative or solved problems creatively. This will demonstrate that you align with their core values.
✨Highlight Your Analytical Skills
As a Compliance Analyst, strong analytical skills are crucial. Prepare to share specific instances where you utilized these skills to analyze data or compliance issues. This will showcase your ability to handle the responsibilities of the role.
✨Demonstrate Team Collaboration
Since the firm emphasizes teamwork, be ready to talk about experiences where you worked collaboratively in a team setting. Highlight how you contributed to group success and how you value collective efforts.
✨Prepare for Regulatory Knowledge Questions
Familiarize yourself with the Financial Conduct Authority (FCA) regulations and compliance policies relevant to investment management. Being knowledgeable about these topics will show your commitment to the role and readiness to contribute.
