At a Glance
- Tasks: Assist with compliance reviews and advisory assessments for asset managers and hedge funds.
- Company: Optima Partners, a global firm valuing its people as its greatest asset.
- Benefits: Competitive salary, career progression, and a supportive work environment.
- Other info: Flat structure promoting quick career advancement in a dynamic team.
- Why this job: Join a market-leading firm and make a real impact in compliance.
- Qualifications: Undergraduate degree and 2+ years of compliance experience required.
The predicted salary is between 48000 - 65000 £ per year.
Optima Partners is looking for a Compliance Associate to assist with compliance reviews and advisory assessments for asset managers, hedge funds, and private equity clients.
This is a full-time opportunity with a 3 days/week on‑site schedule.
The total starting compensation is 48,000 - 65,000 GBP annually (DOE).
Considered candidates will
- Lead or co‑lead roles for client compliance reviews, ad‑hoc inquiries, and relationship management.
- Support compliance program email reviews, expert network processes, marketing materials and personal trading.
- Identify and communicate required compliance advisory feedback;; explain the regulatory basis for suggested changes to clients.
- Assist with compliance protocols and training regarding all compliance policies, procedures, examinations and audits.
- Independently review, interpret and share feedback / opinions for new regulations coming online.
- Find the answer to regulatory questions and explain the process and how certain conclusions were derived.
- Be familiar with various SEC/FCA, CFTC/NFA, FINRA rules and compliance policies, procedures and materials produced by asset managers, hedge funds, private equity and real‑estate funds.
Qualifications
- Undergraduate degree required from an accredited college or university, J. D. or Master's degree is a plus.
- 2+ years of experience working in compliance at a consulting firm.
- Must have in‑house compliance experience and responsibility for conducting compliance program reviews.
- Excellent written and verbal communication skills
- Independent, self‑starter, as well as collaborative problem solver.
- Strong analytical and research skills
- Ability to multi‑task and prioritize across a range of projects with constantly shifting priorities in a team environment
- Experience with Financial Conduct Authority (FCA) a plus.
Why join us?
Optima Partners is a unique global firm which understands that its people are its greatest asset.
We are 100% committed to attracting and keeping the highest quality people.
As a market leading and growing firm with a very flat structure, we offer our our employees the opportunity to quickly progress in their careers within a merit‑based culture.
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Compliance Associate in City of London employer: Optima Partners
Optima Partners is an exceptional employer, offering a dynamic work culture that fosters innovation and collaboration in the heart of London. Employees benefit from comprehensive professional development opportunities, competitive remuneration, and the chance to work with cutting-edge technologies in a regulated environment, making it an ideal place for those looking to make a meaningful impact in data architecture.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Associate in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Optima Partners looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Associate in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Optima Partners. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Optima Partners
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Optima Partners’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
