At a Glance
- Tasks: Assist with compliance reviews and advisory assessments for financial clients.
- Company: Optima Partners, a leading global compliance and cybersecurity consulting firm.
- Benefits: Competitive salary, flexible work schedule, and opportunities for professional growth.
- Other info: Collaborative environment with a commitment to equal opportunities.
- Why this job: Join a dynamic team and make a real impact in the financial services industry.
- Qualifications: Undergraduate degree and 2+ years of compliance experience required.
The predicted salary is between 40000 - 65000 € per year.
Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge funds, broker-dealers, private equity, private credit, venture capital, and any other financial services firm required to ensure compliance with relevant laws, rules, and regulations around the globe. Our team of specialists spans the US, UK, APAC, and UAE, working as trusted partners embedded within our clients' teams.
Optima Partners is looking for a Compliance Associate to assist with compliance reviews and advisory assessments for asset managers, hedge funds, and private equity clients. This is a full-time opportunity with a 3 days/week on-site schedule. The total starting compensation is 40,000 - 65,000 GBP annually.
Considered candidates will:
- Lead or co-lead for client compliance reviews, ad-hoc inquiries, and relationship management.
- Support compliance program email reviews, expert network processes, marketing materials and personal trading.
- Identify and communicate required compliance advisory feedback; explain the regulatory basis for suggested changes to clients.
- Assist with compliance protocols and training regarding all compliance policies, procedures, examinations and audits.
- Independently review, interpret and share feedback / opinions for new regulations coming online.
- Find the answer to regulatory questions and explain the process and how certain conclusions were derived.
- Be familiar with various SEC/FCA, CFTC/NFA, FINRA rules and compliance policies, procedures and materials produced by asset managers, hedge funds, private equity and real-estate funds.
Requirements:
- Undergraduate degree required from an accredited college or university, J.D. or Master’s degree is a plus.
- 2+ years of experience working in compliance in-house or at a consulting firm.
- Excellent written and verbal communication skills.
- Independent, self-starter, as well as collaborative problem solver.
- Strong analytical and research skills.
- Ability to multi-task and prioritize across a range of projects with constantly shifting priorities in a team environment.
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status age or disability.
Associate employer: Optima Partners
Optima Partners is an exceptional employer, offering a dynamic work environment where compliance professionals can thrive. With a strong commitment to employee growth and development, we provide opportunities for meaningful engagement in the regulatory landscape while fostering a collaborative culture that values diversity and inclusion. Located in a vibrant city, our team enjoys a flexible work schedule, competitive compensation, and the chance to work alongside industry experts in a supportive atmosphere.
StudySmarter Expert Advice🤫
We think this is how you could land Associate
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars where you can meet potential employers and showcase your knowledge about regulatory compliance.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SEC/FCA regulations. Be ready to discuss how you've tackled compliance challenges in the past. We want to see your analytical skills in action!
✨Tip Number 3
Showcase your problem-solving abilities during interviews. Use real-life examples to demonstrate how you've navigated complex compliance issues. This will help us see how you can add value to our team at Optima.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Associate
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in compliance, especially any work with financial institutions. We want to see how your background aligns with what we do at Optima!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our team. Keep it concise but engaging – we love a good story!
Show Off Your Communication Skills:Since excellent written communication is key for this role, make sure your application is clear and free of errors. We appreciate attention to detail, so take the time to proofread before hitting send!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Optima Partners
✨Know Your Regulations
Familiarise yourself with the key regulations relevant to the role, such as SEC/FCA and CFTC/NFA rules. Being able to discuss these confidently will show your understanding of the compliance landscape and impress the interviewers.
✨Showcase Your Experience
Prepare specific examples from your past work that demonstrate your compliance experience. Whether it’s leading a compliance review or handling client inquiries, having concrete stories ready will help you stand out.
✨Ask Insightful Questions
Come prepared with thoughtful questions about the company’s compliance processes and challenges. This not only shows your interest in the role but also your proactive approach to understanding their needs.
✨Demonstrate Team Spirit
Since the role involves collaboration, be ready to discuss how you’ve worked effectively in teams before. Highlight your ability to balance independent work with being a supportive team member, as this is crucial for success at Optima.
