At a Glance
- Tasks: Assist with compliance reviews and advisory assessments for financial clients.
- Company: Optima Partners, a leading global compliance and cybersecurity consulting firm.
- Benefits: Competitive salary, flexible work schedule, and opportunities for professional growth.
- Other info: Collaborative environment with a commitment to equal opportunities.
- Why this job: Join a dynamic team and make a real impact in the financial services industry.
- Qualifications: Undergraduate degree required; 2+ years of compliance experience preferred.
The predicted salary is between 40000 - 65000 € per year.
Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge funds, broker-dealers, private equity, private credit, venture capital, and any other financial services firm required to ensure compliance with relevant laws, rules, and regulations around the globe. Our team of specialists spans the US, UK, APAC, and UAE, working as trusted partners embedded within our clients' teams.
Optima Partners is looking for a Compliance Associate to assist with compliance reviews and advisory assessments for asset managers, hedge funds, and private equity clients. This is a full-time opportunity with a 3 days/week on-site schedule. The total starting compensation is 40,000 - 65,000 GBP annually.
Considered candidates will:
- Lead or co-lead for client compliance reviews, ad-hoc inquiries, and relationship management.
- Support compliance program email reviews, expert network processes, marketing materials and personal trading.
- Identify and communicate required compliance advisory feedback; explain the regulatory basis for suggested changes to clients.
- Assist with compliance protocols and training regarding all compliance policies, procedures, examinations and audits.
- Independently review, interpret and share feedback / opinions for new regulations coming online.
- Find the answer to regulatory questions and explain the process and how certain conclusions were derived.
- Be familiar with various SEC/FCA, CFTC/NFA, FINRA rules and compliance policies, procedures and materials produced by asset managers, hedge funds, private equity and real-estate funds.
Requirements:
- Undergraduate degree required from an accredited college or university, J.D. or Master’s degree is a plus.
- 2+ years of experience working in compliance in-house or at a consulting firm.
- Excellent written and verbal communication skills.
- Independent, self-starter, as well as collaborative problem solver.
- Strong analytical and research skills.
- Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment.
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
Associate employer: Optima Partners
Optima Partners is an exceptional employer that fosters a collaborative and inclusive work culture, where employees are empowered to grow and develop their skills in the dynamic field of regulatory compliance and cybersecurity. With a commitment to professional development and a supportive team environment, associates have the opportunity to engage with a diverse range of clients while enjoying competitive compensation and flexible working arrangements. Located in a vibrant city, Optima offers a unique chance to be part of a global network of specialists dedicated to making a meaningful impact in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Associate
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that Associate role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SEC/FCA regulations. We want you to be able to discuss how these rules impact compliance practices. Show them you’re not just a candidate, but a future expert!
✨Tip Number 3
Practice your communication skills! Whether it’s verbal or written, being able to articulate compliance concepts clearly is key. We suggest doing mock interviews with friends or mentors to get comfortable.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Associate
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Associate role. Highlight relevant experience in compliance, especially any work with financial institutions. We want to see how your background aligns with what we do at Optima!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our team. Keep it concise but engaging – we love a good story!
Show Off Your Communication Skills:Since excellent written communication is key for this role, make sure your application is clear and free of errors. We appreciate attention to detail, so take the time to proofread before hitting send!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Optima Partners
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to the role, like SEC/FCA and CFTC/NFA rules. Being able to discuss these confidently will show that you're not just familiar with compliance but also genuinely interested in the field.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully handled compliance reviews or advisory assessments. This will help demonstrate your hands-on experience and problem-solving skills, which are crucial for the Associate position.
✨Ask Insightful Questions
Come prepared with thoughtful questions about the company's compliance processes and challenges they face. This shows your enthusiasm for the role and helps you understand how you can contribute effectively.
✨Demonstrate Team Spirit
Since the role involves collaboration, be ready to discuss how you've worked in teams before. Highlight your ability to balance independent work with teamwork, as this is key in a consulting environment like Optima Partners.
